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AS

Andre Devon Smith

MADISON GLOBAL PARTNERS
HAUPPAUGE, NY
·CRD# 8054472·3 years experience

Professional Summary

Andre Devon Smith is a registered financial advisor currently at MADISON GLOBAL PARTNERS LLC located in Hauppauge, New York. Andre is registered as a RR (Registered Representative) and started their career in finance in 2025. Andre has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

MADISON GLOBAL PARTNERS LLC·CRD# 285406
BD
350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788
August 17, 2026 - Present
LOEWEN SECURITIES·CRD# 35205
BD
Oradell, NJ
March 10, 2025 - July 7, 2026

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Current Firm

MG
MADISON GLOBAL PARTNERS LLC

MADISON GLOBAL PARTNERS LLC

CRD#: 285406 / SEC#: 8-69839
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788

Mailing Address

350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788

Phone Number

(631) 240-4155

Established

New York since 09/28/2015

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (30 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MADISON III, LLCDIRECT OWNER—
GERDES, ANTON JOSEPH JRCEO/CCO/AMLCO1010083
KAPLAN, DAVID STANLEYMANAGING PARTNER1176065
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(8/17/2026)
RR
New York
(8/17/2026)
RR
North Carolina
(8/17/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2025About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2023About the SIE exam

Series 24 — General Securities Principal Examination

Passed May 2026About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Andre Devon Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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AS
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