Maxwell S. Neisler

ADVISORSTRUST PARTNERS LLC

Belmont, NC 28012

Some features on this profile are disabled

CRD#: 8052340

Professional summary

Maxwell Sommers Neisler is a registered financial advisor currently at ADVISORSTRUST PARTNERS LLC located in Belmont, North Carolina and PROSPERA FINANCIAL SERVICES, INC. located in Belmont, North Carolina.

Maxwell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Maxwell has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ADVISORTRUST PARTNERS, LLC; INVESTMENT RELATED - YES; 8601 SIX FORKS ROAD, SUITE 400, RALEIGH, NORTH CAROLINA 27615; FINANCIAL ADVISOR; REGISTERED INVESTMENT ADVISER; 08/2025; 120 HOURS PER MONTH; 120 DURING TRADING HOURS; PROVIDING INVESTMENT ADVISORY SERVICES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maxwell Sommers Neisler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2025 - Present

ADVISORSTRUST PARTNERS LLC

Office #1: 420 Park Street Suite 100, Belmont, NC 28012

RIA

CRD#: 304967

Belmont, NC

Current

May 12, 2025 - Present

PROSPERA FINANCIAL SERVICES, INC.

Office #1: 420 Park St Suite 100, Belmont, NC 28012

RIA

CRD#: 10740

Belmont, NC

Past

April 3, 2025 - August 12, 2025

PROSPERA FINANCIAL SERVICES, INC.

RIA

CRD#: 10740

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISORSTRUST PARTNERS LLC

ADVISORSTRUST PARTNERS LLC | MCMAHAN FINANCIAL, LLC | JAMES FINANCIAL ADVISORS | ADVISORTRUST PARTNERS, LLC

CRD#: 304967 / SEC#: 801-134387

RIA

Registered Investment Advisory firm - (9/25/2025 Approved)

North Carolina

Registered Investment Advisory firm - (7/23/2025 Approved)

Texas

Registered Investment Advisory firm - (3/18/2021 Conditional Restricted)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(7/1/2025)

IAR

North Carolina
(8/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/30/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/4/2025

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/12/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/1/2025

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ADVISORSTRUST PARTNERS LLC

ADVISORSTRUST PARTNERS LLC | MCMAHAN FINANCIAL, LLC | JAMES FINANCIAL ADVISORS | ADVISORTRUST PARTNERS, LLC

CRD#: 304967 / SEC#: 801-134387

RIA

Registered Investment Advisory firm - (9/25/2025 Approved)

North Carolina

Registered Investment Advisory firm - (7/23/2025 Approved)

Texas

Registered Investment Advisory firm - (3/18/2021 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8601 Six Forks Road Suite 400, Raleigh, NC 27615

Mailing Address

Phone number

(919) 607-4183

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADVISORTRUST PARTNERS, LLC DBA JAMES FINANCIAL ADVISORS AND MCMAHAN FINANCIAL LLC ADV 2A (8/20/2025)

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 216,808,454

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Thompson

SPARTA WEALTH PARTNERS

IAR

CHARLOTTE, NC

Jon Hoyle

INNOVATION PARTNERS LLC

Charlotte, NC

Andrew Digirolamo

PFS INVESTMENTS INC.

Charlotte, NC

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Maxwell S. Neisler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maxwell Sommers Neisler's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROSPERA FINANCIAL SERVICES, INC.

PROSPERA FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ADVISORSTRUST PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/30/2025

Series 65

Date: 1/4/2025

Series 7TO

Date: 5/12/2025

SIE

Date: 4/1/2025

FINRA

Current Firm

ADVISORSTRUST PARTNERS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISORSTRUST PARTNERS LLC

TRUST BUT VERIFY

Similar Advisors