MD
Monroe M. Diefendorf
CONSOLIDATED PORTFOLIO REVIEW CORP
Laurel Hollow, NY
Some features on this profile are disabled
CRD#: 805205
MD
Professional summary
Monroe M Diefendorf JR, who also goes by Monroe Mechling Diefendorf Jr, Roey Diefendorf, is a registered financial advisor currently at CONSOLIDATED PORTFOLIO REVIEW CORP located in Laurel Hollow, New York and VANDERBILT SECURITIES, LLC located in Woodbury, New York.
Monroe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. Monroe has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 1, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Monroe Mechling Diefendorf Jr | Roey Diefendorf
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 93 MAIN STREET ASSOCIATES, INC. No investment related. Start date: 01/01/2012. Address: 12 Waylor Lane, Laurel Hollow NY, 11791. Title: President. Duties: Administrative and accounting duties. Time spent during regular hours: 0%. 2) 152 FOREST AVE ASSOCIATES, INC. Not investment related. Start date: 01/31/2011. Address: 12 Waylor Lane, Laurel Hollow NY, 11791. Title: President. Duties: Administrative, accounting duties. Time spent during regular hours: 0% 3) More Than Money Trust Company. Not investment related. Start date: 01/01/2012. Address: 12 Waylor Lane, Laurel Hollow NY, 11791. Title: Chairman of the Board. Duties: Preside over the quarterly Board meetings. Time spent during regular hours: 5% 4) ARGONNE, LLC. Not investment related. Start date: 01/01/2012. Address: 12 Waylor Lane, Laurel Hollow NY, 11791. Title: Managing Member. Duties: Administrative & accounting. Time spent during regular hours: 5% 5) ESTEY REALTY, LLC. Not investment related. Start date: 05/01/2015. Address: 12 Waylor Lane, Laurel Hollow NY, 11791. Title: Managing Member. Duties: Administrative duties. Time spent during regular hours: 0% 6) MONROE INSURANCE DEDICATED FUNDS, LLC; ADMINISTRATION; 2 HOUR/MONTH 7) 3 DIMENSIONAL WEALTH ADVISORY, LLC. Not investment related. Start date: 02/07/2014. Address: 12 Waylor Lane, Laurel Hollow NY, 11791. Title: Managing Member. Duties: Administrative. Time spent during regular hours: 0% 8) MTM ADVISORY LLC. Not investment related. Start date: 08/15/2018. Address: 12 Waylor Lane, Laurel Hollow NY, 11791. Title: Managing Member. Duties: Administrative, accounting functions. Time spent during regular hours: 30% 9) ASPIDA360, INC / ASPIDA ADVISORY Inc. Not investment related. Start date: 10/07/2016. Address: 12 Waylor Lane, Laurel Hollow NY, 11791. Title: Treasurer. Duties: Administrative, accounting. Time spent during regular hours: 10% 10) MORE THAN MONEY FAMILY OFFICE, LLC. Not investment related. Start date: 01/01/2011. Address: 12 Waylor Lane, Laurel Hollow NY, 11791. Title: Managing Member. Duties: Administrative. Time spent during regular hours: 5% 11) MTM EDUCATIONAL RESOURCES, INC. Not investment related. Start date: 08/21/2018. Address: 12 Waylor Lane, Laurel Hollow NY, 11791. Title: Managing Member. Duties: Promoting "More Than Money" Education. Time spent during regular hours: 0% 12) Mitchell Hamline School of Law. Not investment related. Start date: 04/02/2024. Address: 12 Waylor Lane, Laurel Hollow NY, 11791. Title: Adjunct Professor. Duties: I will be conducting an Externship for law school students that sign up for my 13 week program. Time spent during regular hours: 5%. 13) ULTRA HIGH NET WORTH INSTITUTE LOCATED AT 12 WAYLOR LANE, LAUREL HOLLOW, NY 11791. START DATE: 12/01/2021. POSITION: FACULTY MEMBER. NATURE: "THINK TANK" OF LEADING INDUSTRY PROFESSIONALS WHO WORK IN THE ULTRA HIGH NET WORTH ARENA,. DUTIES: WRITING AT LEAST ONE ORIGINAL PIECE FOR THE INSTIUTIE RESOURCE CENTER APPROXIMATELY 5 HOURS PER MONTH WITH 1% DURING SECURITIES TRADING HOURS 14) IARFC - Board of Directors. Not investment related. Start date: 11/24/2021. Address: 12 Waylor Lane, Laurel Hollow NY, 11791. Title: Board of Directors/Treasurer. Duties: Oversee the association during the quarterly Board meetings, I have no access to the assets of the organization. My responsibilities are supervisory only. Time spent during regular hours: 0%. 14) MTM Advisory. Not investment related. Start date: 2022-10-18. Address: 12 Waylor Lane, Laurel Hollow NY, 11791. Title: Managing Member. Duties: Day-to-day operations. Time spent during regular hours: 100%.
CRS (Client Relationship Summary) - RIA
Click below to view Monroe M Diefendorf JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2017 - Present
CONSOLIDATED PORTFOLIO REVIEW CORP
RIA
CRD#: 112694
Laurel Hollow, NY
Current
August 24, 2018 - Present
VANDERBILT SECURITIES, LLC
Office #1: 125 Froehlich Farm Blvd., Woodbury, NY 11797BD
CRD#: 5953
Woodbury, NY
Past
January 12, 2017 - July 16, 2020
STRUCTURED CAPITAL DESIGNS, INC.
RIA
CRD#: 120494
LOCUST VALLEY, NY
Past
November 2, 2006 - December 31, 2016
CONSOLIDATED PORTFOLIO REVIEW CORP
RIA
CRD#: 112694
LOCUST VALLEY, NY
Past
January 15, 2003 - March 3, 2020
IMPACTU.INVESTMENTS, LLC
BD
CRD#: 122696
LOCUST VALLEY, NY
Past
September 5, 1989 - January 14, 2003
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
July 15, 1987 - August 1, 1987
FSC SECURITIES CORPORATION
BD
CRD#: 7461
Past
July 15, 1987 - September 11, 1989
MONY SECURITIES CORPORATION
BD
CRD#: 4386
Past
June 11, 1987 - July 21, 1987
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
Past
January 25, 1984 - September 11, 1989
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
April 6, 1981 - January 1, 1985
PERSONAL ECONOMICS SECURITIES CORPORATION
BD
CRD#: 6862
Past
March 3, 1975 - June 18, 1987
MONY SECURITIES CORPORATION
BD
CRD#: 4386
Past
March 3, 1975 - September 11, 1989
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CONSOLIDATED PORTFOLIO REVIEW CORP
3 DIMENSIONAL WEALTH ADVISORY | ZIRCON FINANCIAL PLANNING, LLC | VISPER WEALTH MANAGEMENT | VIRTUS WEALTH INC | VAUGHT WEALTH MANAGEMENT | SUMMIT ADVISORS NW | STREAMLINE ASSET MANAGEMENT, LLC | STRATEGIC WEALTH ENDEAVOR INC | STONEFIELD WEALTH MANAGEMENT | STOECKLEIN FINANCIAL SERVICES | STARR FINANCIAL SERVICES INC. | SEQUOIA WEALTH & RISK MANAGEMENT | SCOPO CAPITAL PLANNING | RED HORSE FINANCIAL GROUP | RANDALL WEALTH MANAGEMENT | PARAMOUNT FINANCIAL GROUP, LLC. | PACKARD ADVISORY SERVICES | NATIONAL ONE ADVISORS | MARTINSON STOLLER ADVISORS | LEGACY SOLUTIONS WEALTH MANAGEMENT LLC | HEWITT PLANNING SERVICES | HATTIG FINANCIAL COMPANY | GRANITE CANYON WEALTH | GOLDEN ELDRIDGE FINANCIAL LLC | FINANCIAL RESOURCES INC. | DELANCEY WEALTH MANAGEMENT | DALTON WEALTH GROUP | CONSOLIDATED PORTFOLIO REVIEW CORP | CHIAPPETTA FINANCIAL GROUP | CHAMBERLAIN GROUP | AMERICAN CAPITAL ADVISORS, LLC | ABRAMOVITZ WEALTH MANAGEMENT LLC | 3D WEALTH ADVISORY
CRD#: 112694 / SEC#: 801-38795
RIA
Registered Investment Advisory firm - (12/2/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(1/7/2022)
RR
New York(8/24/2018)
IAR
New York(1/7/2022)
RR
South Dakota(11/22/2021)
IAR
Texas(2/16/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 2/24/1975
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CP
CONSOLIDATED PORTFOLIO REVIEW CORP
3 DIMENSIONAL WEALTH ADVISORY | ZIRCON FINANCIAL PLANNING, LLC | VISPER WEALTH MANAGEMENT | VIRTUS WEALTH INC | VAUGHT WEALTH MANAGEMENT | SUMMIT ADVISORS NW | STREAMLINE ASSET MANAGEMENT, LLC | STRATEGIC WEALTH ENDEAVOR INC | STONEFIELD WEALTH MANAGEMENT | STOECKLEIN FINANCIAL SERVICES | STARR FINANCIAL SERVICES INC. | SEQUOIA WEALTH & RISK MANAGEMENT | SCOPO CAPITAL PLANNING | RED HORSE FINANCIAL GROUP | RANDALL WEALTH MANAGEMENT | PARAMOUNT FINANCIAL GROUP, LLC. | PACKARD ADVISORY SERVICES | NATIONAL ONE ADVISORS | MARTINSON STOLLER ADVISORS | LEGACY SOLUTIONS WEALTH MANAGEMENT LLC | HEWITT PLANNING SERVICES | HATTIG FINANCIAL COMPANY | GRANITE CANYON WEALTH | GOLDEN ELDRIDGE FINANCIAL LLC | FINANCIAL RESOURCES INC. | DELANCEY WEALTH MANAGEMENT | DALTON WEALTH GROUP | CONSOLIDATED PORTFOLIO REVIEW CORP | CHIAPPETTA FINANCIAL GROUP | CHAMBERLAIN GROUP | AMERICAN CAPITAL ADVISORS, LLC | ABRAMOVITZ WEALTH MANAGEMENT LLC | 3D WEALTH ADVISORY
CRD#: 112694 / SEC#: 801-38795
RIA
Registered Investment Advisory firm - (12/2/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
125 Froehlich Farm Blvd., Woodbury, NY 11797
Mailing Address
Phone number
(631) 845-5100
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,821 |
| AUM (Assets Under Management) | $ 1,294,955,167 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
