AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check

FIND A VANDERBILT SECURITIES, LLC FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at VANDERBILT SECURITIES, LLC

CRD#: 5953
BD

Looking for a Financial Advisor at VANDERBILT SECURITIES, LLC?

We have compiled every financial advisor who works at VANDERBILT SECURITIES, LLC in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.

If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.

FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

VANDERBILT SECURITIES, LLC is located at 125 Froehlich Farm Blvd., Woodbury, NY 11797 and was first established at Long Island, New York in 12/05/2001. After operating for 24 years, VANDERBILT SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of VANDERBILT SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. VANDERBILT SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at VANDERBILT SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 6 disclosures, 5 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access VANDERBILT SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at VANDERBILT SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for VANDERBILT SECURITIES, LLC Comes From

Understanding the Statistics for VANDERBILT SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
5
Arbitration
1

FIRM INFORMATION

Main Address
125 Froehlich Farm Blvd., Woodbury, NY 11797
Mailing Address
125 Froehlich Farm Blvd., Woodbury, NY 11797
Firm Size
Medium
Phone Number
(631) 845-5100
Established
New York since 12/05/2001
Firm Type
Limited Liability Company
Fiscal year end
September
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
VANDERBILT CAPITAL, LLCSOLE OWNER
ANTENOR, JR, DANIELCHIEF OPERATIONS OFFICER/OPTIONS/MUNI5839052
DISTANTE, STEPHEN ALFREDCEO - LIMITED PARTNER2206574
PLAPP, MEGAN LYNNFINOP, POO, PFO, CFO6790596
THOMAS, MICHELLE DENISECHIEF COMPLIANCE OFFICER2210435
TRIFILETTI, JOSEPH JOHNPRESIDENT5295897

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at VANDERBILT SECURITIES, LLC

Angel Luis Curbelo JR

Angel Luis Curbelo JR

Angel Curbelo, Angelluis Curbelo
IAR
RR
CRD#: 6480420
Location:
Orlando, FL
Company:
VANDERBILT ADVISORY SERVICES
Disclosures:
Experience:
8 years
View Profile
Jeffrey James Brown

Jeffrey James Brown

Jeff Brown, Jeffrey J Brown
IAR
RR
CRD#: 1789323
AIF®: Accredited Investment FiduciaryCFP®: Certified Financial Planner
Location:
East Providence, RI 02915
Company:
BROWN ADVISORY GROUP, LLC
Disclosures:
Experience:
37 years
View Profile
Lynn Christine Williams

Lynn Christine Williams

Lynn Williams Burns, Lynn Burns
IAR
RR
CRD#: 2015850
CFP®: Certified Financial Planner
Location:
Elmira, NY 14901
Company:
VANDERBILT ADVISORY SERVICES
Disclosures:
Experience:
36 years
View Profile
Name or CRD#
Location
Firm name (optional)
Credentials
Advisor type
Disclosures
Experience (Years)

Compare statistics for financial advisors here.

Review financial advisor disclosures here.

footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics