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Duncan Mackay

FUNDMENT
LONDON,
·CRD# 8051245·1 year experience

Professional Summary

Duncan Mackay is a registered financial advisor currently at FUNDMENT LLC. Duncan is registered as a RR (Registered Representative) and started their career in finance in 2026. Duncan has worked at 1 firm and has passed the Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

FUNDMENT LLC·CRD# 333140
BD
58-60 Berners Street, London, W1T 3NQ
April 23, 2026 - Present

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Current Firm

FL
FUNDMENT LLC

FUNDMENT LLC

CRD#: 333140 / SEC#: 8-71302
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

58-60 Berners Street, London, W1T 3NQ

Mailing Address

58-60 Berners Street, London, W1T 3NQ

Phone Number

+44 (0) 203 637 9201

Established

Delaware since 06/05/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (40 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FUNDMENT HOLDINGS LIMITEDPARENT—
ABDUL, OLACHIEF EXECUTIVE OFFICER8004691
BOOKER, CHRISCHIEF TECHNOLOGY OFFICER8004692
BRINKERHOFF, NICOLE SYLVESTERCHIEF COMPLIANCE OFFICER5742266
MACKAY, DUNCANCHIEF INVESTMENT OFFICER8051245
MEYERS, CHRISTOPHER MPRINCIPAL FINANCIAL OFFICER6122487
WISNIEWSKI, JONATHAN BRUCEPRINCIPAL OPERATIONS OFFICER6011199

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Nov 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2025About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Duncan Mackay's CRS (Customer Relationship Summary).

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