Jonathan Bruce Wisniewski
Professional Summary
Jonathan Bruce Wisniewski, who also goes by Jonathan Wisnieski, is a registered financial advisor currently at M1 FINANCE LLC located in Chicago, Illinois and GUSTO BROKERAGE, LLC located in Burlingame, California. Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2012. Jonathan has worked at 13 firms and has passed the Series 63, Series 57TO, Series 62, SIE, Series 7, Series 55, Series 99, Series 56, Series 24 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jonathan Wisnieski
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
FUNDMENT LLC
Contact Information
Main Address
58-60 Berners Street, London, W1T 3NQMailing Address
58-60 Berners Street, London, W1T 3NQPhone Number
+44 (0) 203 637 9201Established
Delaware since 06/05/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (40 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FUNDMENT HOLDINGS LIMITED | PARENT | — |
| ABDUL, OLA | CHIEF EXECUTIVE OFFICER | 8004691 |
| BOOKER, CHRIS | CHIEF TECHNOLOGY OFFICER | 8004692 |
| BRINKERHOFF, NICOLE SYLVESTER | CHIEF COMPLIANCE OFFICER | 5742266 |
| MACKAY, DUNCAN | CHIEF INVESTMENT OFFICER | 8051245 |
| MEYERS, CHRISTOPHER M | PRINCIPAL FINANCIAL OFFICER | 6122487 |
| WISNIEWSKI, JONATHAN BRUCE | PRINCIPAL OPERATIONS OFFICER | 6011199 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/17/2024)
(1/17/2024)
(1/17/2024)
(1/17/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 55 — Limited Representative-Equity Trader Exam
Passed Jul 2014Series 56 — Proprietary Trader Qualification Examination
Passed Nov 2012SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jonathan Bruce Wisniewski's CRS (Customer Relationship Summary).
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