Nicole Sylvester Brinkerhoff
Professional Summary
Nicole Sylvester Brinkerhoff, who also goes by Nicole Brinkerhoff, Nikki Brinkerhoff, Nikki Sylvester, is a registered financial advisor currently at CARTY, HARDING & HEARN, INC. located in Memphis, Tennessee and HAPI located in Portland, Oregon. Nicole is registered as a RR (Registered Representative) and started their career in finance in 2010. Nicole has worked at 15 firms and has passed the Series 63, Series 82TO, Series 99TO, Series 3, SIE, Series 7, Series 14 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nicole Brinkerhoff, Nikki Brinkerhoff, Nikki Sylvester
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
FUNDMENT LLC
Contact Information
Main Address
58-60 Berners Street, London, W1T 3NQMailing Address
58-60 Berners Street, London, W1T 3NQPhone Number
+44 (0) 203 637 9201Established
Delaware since 06/05/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (40 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FUNDMENT HOLDINGS LIMITED | PARENT | — |
| ABDUL, OLA | CHIEF EXECUTIVE OFFICER | 8004691 |
| BOOKER, CHRIS | CHIEF TECHNOLOGY OFFICER | 8004692 |
| BRINKERHOFF, NICOLE SYLVESTER | CHIEF COMPLIANCE OFFICER | 5742266 |
| MACKAY, DUNCAN | CHIEF INVESTMENT OFFICER | 8051245 |
| MEYERS, CHRISTOPHER M | PRINCIPAL FINANCIAL OFFICER | 6122487 |
| WISNIEWSKI, JONATHAN BRUCE | PRINCIPAL OPERATIONS OFFICER | 6011199 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/15/2026)
(7/20/2026)
(7/24/2026)
(8/18/2025)
(6/30/2026)
(9/2/2026)
(8/4/2026)
(8/17/2026)
(6/30/2026)
(8/4/2026)
(10/1/2024)
(8/21/2026)
(7/13/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Oct 2024About the Series 82TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Nicole Sylvester Brinkerhoff's CRS (Customer Relationship Summary).
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