Suk-joon Kim
Professional Summary
Suk-joon Kim, who also goes by Sukjoon Kim, is a registered financial advisor currently at BLUE OCEAN ATS. Suk-joon is registered as a RR (Registered Representative) and started their career in finance in 2025. Suk-joon has worked at 1 firm and has passed the Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sukjoon Kim
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
1 years in the financial services industry
Current & Past Employments
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Current Firm
BLUE OCEAN ATS | BLUE OCEAN ATS, LLC
Contact Information
Main Address
515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401Mailing Address
515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401Phone Number
(917) 533-5595Established
Delaware since 10/31/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLUE OCEAN TECHNOLOGIES, LLC | MANAGING MEMBER | — |
| BEATON, DANIEL STEWART | REGISTERED FINANCIAL PRINCIPAL | 4240769 |
| HYNDMAN, BRIAN KEITH | PRESIDENT & CEO | 2281837 |
| VIRGILIO, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 1464899 |
| WILLOCK, JOHN ANTON | CHIEF REVENUE OFFICER | 8080737 |
| WISHIK, EDWARD | CHIEF FINANCIAL OFFICER | 2264777 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Suk-joon Kim's CRS (Customer Relationship Summary).
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