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Brian Keith Hyndman

BLUE OCEAN ATS
WEST PALM BEACH, FL
·CRD# 2281837·33 years experience

Professional Summary

Brian Keith Hyndman, who also goes by Brian Hyndman, is a registered financial advisor currently at BLUE OCEAN ATS located in West Palm Beach, Florida. Brian is registered as a RR (Registered Representative) and started their career in finance in 1992. Brian has worked at 8 firms and has passed the Series 63, Series 7, Series 24, Series 27, Series 53 and Series 4 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brian Hyndman

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

BLUE OCEAN ATS·CRD# 306512
BD
1. 515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 334012. 515 N. Flagler Dr, Suite 350, West Palm Beach, FL 33401
March 3, 2022 - Present
INET ATS, INC.·CRD# 20746
BD
Jersey City, NJ
December 9, 2005 - February 13, 2006
NASDAQ CAPITAL MARKETS ADVISORY LLC·CRD# 104295
BD
New York, NY
December 9, 2005 - April 11, 2014
NASDAQ EXECUTION SERVICES, LLC·CRD# 7270
BD
New York, NY
February 11, 2000 - April 13, 2015
THE BRASS UTILITY, L.L.C.·CRD# 43649
BD
New York, NY
April 14, 1998 - May 5, 2000
NEBRASKA HUDSON COMPANY, INC.·CRD# 27501
BD
Omaha, NE
April 11, 1994 - January 9, 1998
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
February 26, 1993 - November 29, 1995
ROBERT TODD FINANCIAL CORP.·CRD# 7423
BD
New York, NY
December 10, 1992 - February 16, 1993

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Current Firm

BO
BLUE OCEAN ATS

BLUE OCEAN ATS | BLUE OCEAN ATS, LLC

CRD#: 306512 / SEC#: 8-70452
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401

Mailing Address

515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401

Phone Number

(917) 533-5595

Established

Delaware since 10/31/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BLUE OCEAN TECHNOLOGIES, LLCMANAGING MEMBER—
BEATON, DANIEL STEWARTREGISTERED FINANCIAL PRINCIPAL4240769
HYNDMAN, BRIAN KEITHPRESIDENT & CEO2281837
VIRGILIO, ROBERT JOSEPHCHIEF COMPLIANCE OFFICER1464899
WILLOCK, JOHN ANTONCHIEF REVENUE OFFICER8080737
WISHIK, EDWARDCHIEF FINANCIAL OFFICER2264777

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(8/27/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2023About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 1998About the Series 27 exam

Series 53 — Municipal Securities Principal Examination

Passed May 1996About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Dec 1995About the Series 4 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Brian Keith Hyndman's CRS (Customer Relationship Summary).

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BH
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