Leo-michael Dinolfo
Professional Summary
Leo-michael Dinolfo, who also goes by Leo Dinolfo, is a registered financial advisor currently at KRAKEN SECURITIES located in Fort Lauderdale, Florida. Leo-michael is registered as a RR (Registered Representative) and started their career in finance in 2025. Leo-michael has worked at 1 firm and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Leo Dinolfo
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
SUMMIT FINANCIAL, LLC
SOUND INCOME STRATEGIES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
SUMMIT FINANCIAL, LLC
SOUND INCOME STRATEGIES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
SUMMIT FINANCIAL, LLC
SOUND INCOME STRATEGIES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
SUMMIT FINANCIAL, LLC
SOUND INCOME STRATEGIES, LLC
Years of Experience
1 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
SUMMIT FINANCIAL, LLC
SOUND INCOME STRATEGIES, LLC
Current Firm
KRAKEN SECURITIES | PAYWARD EQUITIES LLC | KRAKEN SECURITIES LLC
Contact Information
Main Address
200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299Mailing Address
200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299Phone Number
(888) 837-8818Established
Delaware since 11/02/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
SUMMIT FINANCIAL, LLC
SOUND INCOME STRATEGIES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
SUMMIT FINANCIAL, LLC
SOUND INCOME STRATEGIES, LLC
State Registrations and Notice Filings
(4/4/2025)
(4/8/2025)
(4/17/2025)
(5/5/2025)
(4/7/2025)
(5/20/2025)
(4/7/2025)
(4/7/2025)
(4/7/2025)
(4/7/2025)
(4/29/2025)
(7/15/2025)
(4/9/2025)
(4/7/2025)
(4/4/2025)
(5/23/2025)
(4/4/2025)
(4/7/2025)
(4/8/2025)
(7/23/2025)
(5/1/2025)
(4/25/2025)
(5/9/2025)
(4/8/2025)
(4/30/2025)
(4/8/2025)
(4/25/2025)
(4/6/2025)
(4/16/2025)
(4/7/2025)
(4/7/2025)
(4/8/2025)
(4/10/2025)
(4/7/2025)
(4/24/2025)
(4/7/2025)
(6/3/2025)
(4/4/2025)
(4/26/2025)
(5/2/2025)
(4/7/2025)
(4/25/2025)
(4/9/2025)
(4/21/2025)
(4/30/2025)
(4/7/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
SUMMIT FINANCIAL, LLC
SOUND INCOME STRATEGIES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Leo-michael Dinolfo's CRS (Customer Relationship Summary).
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
SUMMIT FINANCIAL, LLC
SOUND INCOME STRATEGIES, LLC