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LD

Leo-michael Dinolfo

KRAKEN SECURITIES
FORT LAUDERDALE, FL 33301-2299
CRD#: 8045239
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LD
Leo-michael DinolfoKRAKEN SECURITIES

Professional summary

Leo-michael Dinolfo, who also goes by Leo Dinolfo, is a registered financial professional currently at KRAKEN SECURITIES located in Fort Lauderdale, Florida.

Leo-michael is registered as a RR (Registered Representative) and started their career in finance in 2025. Leo-michael has worked at 1 firm and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 24 exams.

Aliases

Leo Dinolfo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Leo-michael Dinolfo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 4, 2025 - Present

KRAKEN SECURITIES

Office #1: 200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299
BD
CRD#: 324343
FORT LAUDERDALE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/4/2025)
RR
Alaska
(4/8/2025)
RR
Arizona
(4/17/2025)
RR
Arkansas
(5/5/2025)
RR
California
(4/7/2025)
RR
Colorado
(5/20/2025)
RR
Connecticut
(4/7/2025)
RR
District of Columbia
(4/7/2025)
RR
Florida
(4/7/2025)
RR
Georgia
(4/7/2025)
RR
Idaho
(4/29/2025)
RR
Illinois
(7/15/2025)
RR
Indiana
(4/9/2025)
RR
Iowa
(4/7/2025)
RR
Kansas
(4/4/2025)
RR
Kentucky
(5/23/2025)
RR
Louisiana
(4/4/2025)
RR
Maine
(4/7/2025)
RR
Michigan
(4/8/2025)
RR
Mississippi
(7/23/2025)
RR
Missouri
(5/1/2025)
RR
Montana
(4/25/2025)
RR
Nebraska
(5/9/2025)
RR
Nevada
(4/8/2025)
RR
New Hampshire
(4/30/2025)
RR
New Jersey
(4/8/2025)
RR
New Mexico
(4/25/2025)
RR
New York
(4/6/2025)
RR
North Carolina
(4/16/2025)
RR
North Dakota
(4/7/2025)
RR
Ohio
(4/7/2025)
RR
Oklahoma
(4/8/2025)
RR
Oregon
(4/10/2025)
RR
Pennsylvania
(4/7/2025)
RR
Puerto Rico
(4/24/2025)
RR
Rhode Island
(4/7/2025)
RR
South Carolina
(6/3/2025)
RR
South Dakota
(4/4/2025)
RR
Texas
(4/26/2025)
RR
Utah
(5/2/2025)
RR
Vermont
(4/7/2025)
RR
Virgin Islands
(4/25/2025)
RR
Virginia
(4/9/2025)
RR
West Virginia
(4/21/2025)
RR
Wisconsin
(4/30/2025)
RR
Wyoming
(4/7/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/13/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 4/25/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/1/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/3/2025
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/22/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KS
KRAKEN SECURITIES
KRAKEN SECURITIES | PAYWARD EQUITIES LLC | KRAKEN SECURITIES LLC

CRD#: 324343 / SEC#: , 8-71030

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299
Mailing Address
200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299
Phone number
(888) 837-8818
Established
Delaware since 11/02/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAYWARD, INC.SOLE MEMBER
BASKETT, ERIN ELAINECFO/ FINOP4538604
BASKETT, ERIN ELAINECCO4538604
MURRAY, BRENDAN GERARDCOO3248970

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KRAKEN SECURITIES

CRD#: 324343Fort Lauderdale, FL 33301-2299

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