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Brendan Gerard Murray

KRAKEN SECURITIES
FORT LAUDERDALE, FL
·CRD# 3248970·27 years experience

Professional Summary

Brendan Gerard Murray is a registered financial advisor currently at KRAKEN SECURITIES located in Fort Lauderdale, Florida. Brendan is registered as a RR (Registered Representative) and started their career in finance in 1999. Brendan has worked at 9 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

KRAKEN SECURITIES·CRD# 324343
BD
200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299
June 17, 2024 - Present
LONG BRIDGE SECURITIES, LLC·CRD# 314519
BD
Hoboken, NJ
August 1, 2022 - October 2, 2023
ETORO USA SECURITIES INC.·CRD# 298361
BD
Hoboken, NJ
April 13, 2020 - April 25, 2022
AUTONOMOUS RESEARCH US LP·CRD# 165290
BD
New York, NY
March 21, 2013 - April 12, 2019
AUTONOMOUS RESEARCH LLP·CRD# 150232
BD
New York, NY
November 5, 2012 - April 4, 2013
NATIXIS SECURITIES AMERICAS LLC·CRD# 1101
BD
New York, NY
May 31, 2007 - March 9, 2012
RAFFERTY CAPITAL MARKETS, LLC·CRD# 23682
BD
New York, NY
February 8, 2005 - May 25, 2007
BNY MELLON SECURITIES LLC·CRD# 47268
BD
Jersey City, NJ
September 5, 2000 - January 13, 2005
PRIME CHARTER LTD.·CRD# 25668
BD
New York, NY
July 26, 1999 - October 21, 1999

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Current Firm

KS
KRAKEN SECURITIES

KRAKEN SECURITIES | PAYWARD EQUITIES LLC | KRAKEN SECURITIES LLC

CRD#: 324343 / SEC#: 8-71030
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299

Mailing Address

200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299

Phone Number

(888) 837-8818

Established

Delaware since 11/02/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAYWARD, INC.SOLE MEMBER—
BASKETT, ERIN ELAINECCO4538604
BASKETT, ERIN ELAINECFO/ FINOP4538604
MURRAY, BRENDAN GERARDCOO3248970

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/25/2025)
RR
Alaska
(1/12/2025)
RR
Arizona
(4/17/2025)
RR
Arkansas
(4/22/2025)
RR
California
(1/14/2025)
RR
Colorado
(12/19/2024)
RR
Connecticut
(1/21/2025)
RR
Delaware
(2/4/2025)
RR
District of Columbia
(12/26/2024)
RR
Florida
(12/18/2024)
RR
Georgia
(1/23/2025)
RR
Hawaii
(4/16/2025)
RR
Idaho
(1/15/2025)
RR
Illinois
(5/12/2025)
RR
Indiana
(1/28/2025)
RR
Iowa
(2/20/2025)
RR
Kansas
(3/6/2025)
RR
Kentucky
(1/30/2025)
RR
Louisiana
(1/28/2025)
RR
Maine
(2/4/2025)
RR
Maryland
(1/31/2025)
RR
Massachusetts
(3/4/2025)
RR
Michigan
(1/24/2025)
RR
Minnesota
(12/24/2024)
RR
Mississippi
(12/15/2024)
RR
Missouri
(3/3/2025)
RR
Montana
(4/18/2025)
RR
Nebraska
(3/10/2025)
RR
Nevada
(1/12/2025)
RR
New Hampshire
(3/12/2025)
RR
New Jersey
(1/27/2025)
RR
New Mexico
(3/17/2025)
RR
New York
(1/19/2025)
RR
North Carolina
(2/17/2025)
RR
North Dakota
(3/12/2025)
RR
Ohio
(2/4/2025)
RR
Oklahoma
(1/28/2025)
RR
Oregon
(2/21/2025)
RR
Pennsylvania
(1/21/2025)
RR
Puerto Rico
(3/7/2025)
RR
Rhode Island
(1/12/2025)
RR
South Carolina
(1/30/2025)
RR
South Dakota
(1/2/2025)
RR
Tennessee
(4/28/2025)
RR
Texas
(4/24/2025)
RR
Utah
(1/13/2025)
RR
Vermont
(3/12/2025)
RR
Virgin Islands
(4/23/2025)
RR
Virginia
(1/22/2025)
RR
Washington
(1/27/2025)
RR
West Virginia
(2/11/2025)
RR
Wisconsin
(1/14/2025)
RR
Wyoming
(3/12/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1999About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jun 2024About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2001

Series 7 — General Securities Representative Examination

Passed Jul 1999About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Sep 2020About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jul 2002About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Brendan Gerard Murray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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