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CB

Christian A. Borges

KIPLING CAPITAL
MILL VALLEY, CA 94941
CRD#: 8041658
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CB
Christian Alexander BorgesKIPLING CAPITAL

Professional summary

Christian Alexander Borges is a registered financial professional currently at KIPLING CAPITAL, INC. located in Mill Valley, California.

Christian is registered as a RR (Registered Representative) and started their career in finance in 2026. Christian has worked at 1 firm and has passed the Series 63, Series 22TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christian Alexander Borges's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 15, 2026 - Present

KIPLING CAPITAL, INC.

Office #1: 100 Shoreline Hwy. 200-b, Mill Valley, CA 94941
BD
CRD#: 41196
MILL VALLEY, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/15/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/1/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 6/15/2026
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/27/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

KC
KIPLING CAPITAL, INC.
ALTOS SECURITIES, INC. | LOS ALTOS INVESTMENT SECURITIES, INC. | KIPLING CAPITAL, INC.

CRD#: 41196 / SEC#: , 8-49349

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
100 Shoreline Hwy. 200-b, Mill Valley, CA 94941
Mailing Address
100 Shoreline Hwy. 200-b, Mill Valley, CA 94941
Phone number
(415) 339-4080
Established
California since 02/23/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (42 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BIGONY, FREDERICK RANDALLPRESIDENT, TREASURER, AND CHIEF COMPLIANCE OFFICER4870187
HAKE, RICHARD EDWARDMANAGING DIRECTOR852030
ROESLER, PAUL JOHNMANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT2324720
SKINNER, SAMUEL DICKSONMANAGING DIRECTOR AND SECRETARY1543650

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KIPLING CAPITAL, INC.

CRD#: 41196Mill Valley, CA 94941

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