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Find, Compare and Monitor Financial Advisors at KIPLING CAPITAL, INC.

CRD#: 41196
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

KIPLING CAPITAL, INC. is located at 100 Shoreline Hwy. 200-b, Mill Valley, CA 94941 and was first established at San Francisco, California in 02/23/1996. After operating for 30 years, KIPLING CAPITAL, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of KIPLING CAPITAL, INC.’s clients are individuals and 0% of their clients are high net worth individuals. KIPLING CAPITAL, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at KIPLING CAPITAL, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access KIPLING CAPITAL, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at KIPLING CAPITAL, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for KIPLING CAPITAL, INC. Comes From

Understanding the Statistics for KIPLING CAPITAL, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
100 Shoreline Hwy. 200-b, Mill Valley, CA 94941
Mailing Address
100 Shoreline Hwy. 200-b, Mill Valley, CA 94941
Firm Size
Small
Phone Number
(415) 339-4080
Established
California since 02/23/1996
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BIGONY, FREDERICK RANDALLPRESIDENT, TREASURER, AND CHIEF COMPLIANCE OFFICER4870187
HAKE, RICHARD EDWARDMANAGING DIRECTOR852030
ROESLER, PAUL JOHNMANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT2324720
SKINNER, SAMUEL DICKSONMANAGING DIRECTOR AND SECRETARY1543650

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Advisor's working at KIPLING CAPITAL, INC.

SS

Samuel Dickson Skinner

Sam Skinner, Samuel D Skinner
RR
CRD#: 1543650
Location:
Mill Valley, CA 94941
Company:
KIPLING CAPITAL, INC.
Disclosures:
Experience:
38 years
View Profile
PR

Paul John Roesler

Pablo Roesler
RR
CRD#: 2324720
Location:
Mill Valley, CA 94941
Company:
KIPLING CAPITAL, INC.
Disclosures:
Experience:
22 years
View Profile
FB

Frederick Randall Bigony

RR
CRD#: 4870187
Location:
Palm Beach Gardens, FL
Company:
KIPLING CAPITAL, INC.
Disclosures:
Experience:
21 years
View Profile
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