Franklin T. Farrell

WARWICK PARTNERS

BRYAN, TX 77802

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CRD#: 8040053

Professional summary

Franklin Thomas Farrell, who also goes by Franklin T Farrell, Thomas Farrell, is a registered financial advisor currently at WARWICK PARTNERS located in Bryan, Texas.

Franklin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Franklin has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Franklin T Farrell | Thomas Farrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Franklin Thomas Farrell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2026 - Present

WARWICK PARTNERS

Office #1: 4444 Carter Creek Parkway Suite 109, Bryan, TX 77802

RIA

CRD#: 105951

BRYAN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WARWICK PARTNERS

WARWICK INVESTMENT MANAGEMENT INC | WARWICK PARTNERS | WARWICK INVESTMENT MANAGEMENT, INC.

CRD#: 105951 / SEC#: 801-14704

RIA

Registered Investment Advisory firm - (7/19/1979 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/23/2026

Uniform Investment Adviser Law Examination

Current Firm

WARWICK PARTNERS

WARWICK INVESTMENT MANAGEMENT INC | WARWICK PARTNERS | WARWICK INVESTMENT MANAGEMENT, INC.

CRD#: 105951 / SEC#: 801-14704

RIA

Registered Investment Advisory firm - (7/19/1979 Approved)

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Contact information

Main Address

4444 Carter Creek Parkway Suite 109, Bryan, TX 77802

Mailing Address

Phone number

(979) 260-9777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-12-15 WARWICK PARTNERS FORM ADV PART 2A (12/15/2025)

Regulatory assets under management

Total Number of Accounts	928
AUM (Assets Under Management)	$ 2,137,645,215

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Franklin T. Farrell

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Franklin Thomas Farrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

WARWICK PARTNERS

Primary Firm SEC Registration

WARWICK PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/23/2026

Current Firm

WARWICK PARTNERS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WARWICK PARTNERS

TRUST BUT VERIFY

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