Christopher K. Zambrotta
Professional summary
Christopher Kenneth Zambrotta, who also goes by Christopher K Zambrotta, is a registered financial advisor currently at NORTHCOAST ASSET MANAGEMENT LLC located in Charlotte, North Carolina.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Christopher has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Kenneth Zambrotta's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 16, 2026 - Present
NORTHCOAST ASSET MANAGEMENT LLC
Office #1: 15720 Brixham Hill Ave Suite 300, Charlotte, NC 28277June 11, 2025 - November 17, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Primary Firm SEC Registration
NORTHCOAST ASSET MANAGEMENT LLC
CRD#: 282241 / SEC#: 801-107054
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/16/2026)
Exams
Series 6TO
Date: 6/11/2025
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
NORTHCOAST ASSET MANAGEMENT LLC
CRD#: 282241 / SEC#: 801-107054
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,122 |
| AUM (Assets Under Management) | $ 4,967,977,227 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2025 | ||
| 08/15/2024 | ||
| 07/19/2023 |
Red Flags
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