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Mark Elek

WALLACHBETH CAPITAL
JERSEY CITY, NJ
·CRD# 8038576·1 year experience

Professional Summary

Mark Elek is a registered financial advisor currently at WALLACHBETH CAPITAL LLC located in Jersey City, New Jersey. Mark is registered as a RR (Registered Representative) and started their career in finance in 2026. Mark has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

WALLACHBETH CAPITAL LLC·CRD# 147853
BD
Harborside Financial Center Plaza 5 185 Hudson Street, Suite 1410, Jersey City, NJ 07311
May 21, 2026 - Present

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Current Firm

WC
WALLACHBETH CAPITAL LLC

WALLACHBETH CAPITAL LLC

CRD#: 147853 / SEC#: 8-67936
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1001 Yamato Rd. Suite 404, Boca Raton, FL 33431

Mailing Address

1001 Yamato Rd. Suite 404, Boca Raton, FL 33431

Phone Number

(646) 237-8585

Established

New York since 05/05/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (44 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WALLACHBETH HOLDINGS LLC95% OWNER—
SAGO MANAGEMENT, LLC5% OWNER—
BETH, DAVID JAYCOO/PRESIDENT/ MANAGING MEMBER2470494
OH, SEUNG CHEOLCFO, FNOP4632040
SCHWEITZER, ERIC BRUCECHIEF COMPLIANCE OFFICER1036891
WALLACH, MICHAEL CONRADCHIEF EXECUTIVE OFFICER/MANAGING MEMBER2376092

Disclosures

Regulatory Event

3

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(8/3/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2026About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed May 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2026About the SIE exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Elek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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