Michael Conrad Wallach
Professional Summary
Michael Conrad Wallach is a registered financial advisor currently at WALLACHBETH CAPITAL LLC located in Boca Raton, Florida. Michael is registered as a RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
WALLACHBETH CAPITAL LLC
Contact Information
Main Address
1001 Yamato Rd. Suite 404, Boca Raton, FL 33431Mailing Address
1001 Yamato Rd. Suite 404, Boca Raton, FL 33431Phone Number
(646) 237-8585Established
New York since 05/05/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (44 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
3Civil Event
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/28/2009)
(11/21/2008)
(6/30/2011)
(11/24/2008)
(1/9/2009)
(9/1/2009)
(11/25/2008)
(12/7/2009)
(8/24/2009)
(11/25/2008)
(8/13/2012)
(10/17/2012)
(8/13/2012)
(12/5/2008)
(11/21/2008)
(8/26/2009)
(11/25/2008)
(6/25/2012)
(12/12/2008)
(7/12/2013)
(8/28/2009)
(6/22/2012)
(8/24/2009)
(7/3/2012)
(6/29/2012)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Conrad Wallach's CRS (Customer Relationship Summary).
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