Seung Cheol Oh
Professional Summary
Seung Cheol Oh, who also goes by Charles Oh, Seung Cheol Oh, is a registered financial advisor currently at WALLACHBETH CAPITAL LLC located in Jersey City, New Jersey. Seung Cheol is registered as a RR (Registered Representative) and started their career in finance in 2003. Seung Cheol has worked at 2 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 79TO, SIE, Series 55, Series 7, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Charles Oh, Seung Cheol Oh
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
WALLACHBETH CAPITAL LLC
Contact Information
Main Address
1001 Yamato Rd. Suite 404, Boca Raton, FL 33431Mailing Address
1001 Yamato Rd. Suite 404, Boca Raton, FL 33431Phone Number
(646) 237-8585Established
New York since 05/05/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (44 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
3Civil Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/9/2018)
(1/29/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Nov 2003SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Seung Cheol Oh's CRS (Customer Relationship Summary).
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