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RO

Roman Ortega

FIRST COMMAND ADVISORY SERVICES
FORT WORTH, TX 76109
CRD#: 8031009
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RO
Roman Ortega JrFIRST COMMAND ADVISORY SERVICES

Professional summary

Roman Ortega Jr, who also goes by Roman Ortega, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Fort Worth, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Oak Brook, Illinois.

Roman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Roman has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Aliases

Roman Ortega

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roman Ortega Jr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 17, 2026 - Present

FIRST COMMAND ADVISORY SERVICES

Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109
RIA
CRD#: 281958
FORT WORTH, TX
Current

July 10, 2025 - Present

FIRST COMMAND BROKERAGE SERVICES, INC.

Office #1: 1900 Spring Road Suite 508, Oak Brook, IL 60523
BD
CRD#: 3641
Oak Brook, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA
Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(2/17/2026)
IAR
Illinois
(2/17/2026)
RR
Indiana
(5/29/2026)
RR
Missouri
(2/17/2026)
RR
Texas
(4/23/2026)
IAR
Texas
(4/23/2026)
RR
Wisconsin
(2/19/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/14/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/9/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 7/10/2025
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/24/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA
Registered Investment Advisory firm - (7/28/2005 Approved)
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Contact information

Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DESCRIPTION OF SERVICES (12/26/2025)
WRAP PROGRAM BROCHURE (12/26/2025)

Regulatory assets under management

Total Number of Accounts113,591
AUM (Assets Under Management)$ 24,429,418,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958Fort Worth, TX 76109

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