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FIRM PROFILE
Overview
FIRST COMMAND BROKERAGE SERVICES, INC. is located at 1 Firstcomm Plaza, Ft Worth, TX 76109-4978 and was first established at Dallas, Texas in 11/24/1958. After operating for 68 years, FIRST COMMAND BROKERAGE SERVICES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FIRST COMMAND BROKERAGE SERVICES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. FIRST COMMAND BROKERAGE SERVICES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FIRST COMMAND BROKERAGE SERVICES, INC. are registered to handle securities or provide financial advice. The firm has 8 disclosures, 5 being regulatory events, 0 being client events, and 3 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FIRST COMMAND BROKERAGE SERVICES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FIRST COMMAND BROKERAGE SERVICES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for FIRST COMMAND BROKERAGE SERVICES, INC. Comes From
Understanding the Statistics for FIRST COMMAND BROKERAGE SERVICES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1 Firstcomm Plaza, Ft Worth, TX 76109-4978
P.o. Box 2387, Fort Worth, TX 76113
Large
(817) 731-8621
Texas since 11/24/1958
Corporation
September
FIRM DOCUMENTS
Part 2 Brochures
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| FIRST COMMAND FINANCIAL SERVICES, INC. | STOCKHOLDER/OWNER | ||
| CADDELL, TINA KATHERINE | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 3041675 | |
| CERBONE, HEIDI ELIZABETH | VICE PRESIDENT AND TREASURER | 5734664 | |
| CHARTAN, ERIC | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER | 4809520 | |
| GRIFFIN, CASEY JAMES | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 3124214 | |
| HUBKA, MEEGHAN LYNNE | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER (FINOP) | 5859322 | |
| RICHTER, KELLEEN MARIE | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 2098017 | |
| SMITH, FRANK DEAN | SENIOR VICE PRESIDENT - CHIEF INFORMATION SECURITY OFFICER & CHIEF TECHNOLOGY OFFICER | 6005160 | |
| STEFFE, MARK DUANE | PRESIDENT/CEO | 2204689 |
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Advisor's working at FIRST COMMAND BROKERAGE SERVICES, INC.
David Henry Brooks
Luis Antonio Muniz
Gregory Curtin
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