JW
Jinqi Wu
CICC US SECURITIES
New York, NY 10017
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CRD#: 8030415
JW
Professional summary
Jinqi Wu is a registered financial professional currently at CICC US SECURITIES, INC. located in New York, New York.
Jinqi is registered as a RR (Registered Representative) and started their career in finance in 2025. Jinqi has worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jinqi Wu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2025 - Present
CICC US SECURITIES, INC.
Office #1: 280 Park Avenue 32nd Floor, New York, NY 10017BD
CRD#: 143221
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 99TO
Date: 1/24/2025
Operations Professional ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CU
CICC US SECURITIES, INC.
CICC US SECURITIES, INC.
CRD#: 143221 / SEC#: , 8-67544
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
280 Park Avenue 32nd Floor, New York, NY 10017
Mailing Address
280 Park Avenue 32nd Floor, New York, NY 10017
Phone number
(646) 794-8761
Established
Delaware since 08/25/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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