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FIRM PROFILE
Overview
CICC US SECURITIES, INC. is located at 280 Park Avenue 32nd Floor, New York, NY 10017 and was first established at New York, Delaware in 08/25/2005. After operating for 20 years, CICC US SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CICC US SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. CICC US SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CICC US SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CICC US SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CICC US SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CICC US SECURITIES, INC. Comes From
Understanding the Statistics for CICC US SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
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FIRM INFORMATION
280 Park Avenue 32nd Floor, New York, NY 10017
280 Park Avenue 32nd Floor, New York, NY 10017
Small
(646) 794-8761
Delaware since 08/25/2005
Corporation
December
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Advisor's working at CICC US SECURITIES, INC.
Kinfai Lo
Shen Hu
Lihan Song
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