Mathew P. Richard
Professional summary
Mathew Philip Richard, who also goes by Matthew P Richard, is a registered financial advisor currently at BASED CAPITAL WEALTH LLC located in Raleigh, North Carolina.
Mathew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Mathew has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mathew Philip Richard's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2025 - Present
BASED CAPITAL WEALTH LLC
Office #1: 8045 Arco Corporate Drive Ste 130, Raleigh, NC 27617State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/2/2025)
Exams
Current Firm
BASED CAPITAL WEALTH LLC
CRD#: 333173 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 127 |
| AUM (Assets Under Management) | $ 45,000,000 |
Red Flags
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Company Information
BASED CAPITAL WEALTH LLC
CRD#: 333173Raleigh, NC 27617TRUST BUT VERIFY
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