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Scott Brian Douglas

1031 SECURITIES
HOWELL, MI
·CRD# 8020869·2 years experience

Professional Summary

Scott Brian Douglas, who also goes by Scott Douglas, is a registered financial advisor currently at 1031 SECURITIES INC. located in Howell, Michigan. Scott is registered as a RR (Registered Representative) and started their career in finance in 2025. Scott has worked at 1 firm and has passed the Series 63, Series 22TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott Douglas

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

Current

1031 SECURITIES INC.Current·CRD# 326590
BD
5245 Clyde Rd., Howell, MI 48855
March 24, 2025 - Present

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Current Firm

1S
1031 SECURITIES INC.

1031 SECURITIES INC. | 1031 SECURITIES, LLC

CRD#: 326590 / SEC#: 8-71095
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

5245 Clyde Rd., Howell, MI 48855

Mailing Address

5245 Clyde Rd., Howell, MI 48855

Phone Number

(248) 761-6027

Established

Michigan since 03/27/2023

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (35 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WALSH, WILLIAM FRANCISCEO/CCO2276055
1031 SECURITIES INC. - QES PEP MEMBERSHAREHOLDER—
RYAN, KIMBERLY ANNFINOP/POO/PFO4316310

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Maryland
(4/4/2025)
RR
Virginia
(9/15/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2025About the Series 63 exam

Series 22TO — Direct Participation Programs Representative Examination

Passed Mar 2025About the Series 22TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2024About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Scott Brian Douglas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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