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SD

Scott B. Douglas

1031 SECURITIES
HOWELL, MI 48855
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CRD#: 8020869
SD
Scott Brian Douglas1031 SECURITIES

Professional summary


Scott Brian Douglas, who also goes by Scott Douglas, is a registered financial professional currently at 1031 SECURITIES INC. located in Howell, Michigan.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2025. Scott has worked at 1 firm and has passed the Series 63, Series 22TO and SIE exams.

Aliases


Scott Douglas

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Scott Brian Douglas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 24, 2025 - Present

1031 SECURITIES INC.

Office #1: 5245 Clyde Rd., Howell, MI 48855
BD
CRD#: 326590
HOWELL, MI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(4/4/2025)
RR
Virginia
(9/15/2026)

Exams


What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 2/24/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Status Unavailable
Passed: 3/24/2025
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 11/4/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm


1S
1031 SECURITIES INC.
1031 SECURITIES INC. | 1031 SECURITIES, LLC

CRD#: 326590 / SEC#: , 8-71095

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
25300 West 13 Mile Rd, Franklin, MI 48025
Mailing Address
25300 West 13 Mile Rd, Franklin, MI 48025
Phone number
(248) 761-6027
Established
Michigan since 03/27/2023
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WALSH, WILLIAM FRANCISCEO/CCO2276055
1031 SECURITIES INC. - QES PEP MEMBERSHAREHOLDER
RYAN, KIMBERLY ANNFINOP/POO/PFO4316310

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


1031 SECURITIES INC.

CRD#: 326590Howell, MI 48855

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