Jerome August Borzello
Professional Summary
Jerome August Borzello is a registered financial advisor currently at AMERICAN WEALTH MANAGEMENT, INC. located in Alpharetta, Georgia. Jerome is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1974. Jerome has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 14, Series 9, Series 10, Series 53, Series 4, Series 27, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
52 years in the financial services industry
Current & Past Employments
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Current Firm
AMERICAN WEALTH MANAGEMENT, INC.
Contact Information
Main Address
3480 Preston Ridge Road Suite 500, Alpharetta, GA 30005Phone Number
(770) 392-8741Established
Georgia since 11/21/1989Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
10SEC notice filing (13 States and Territories)
Registered to provide investment advisory services in 13 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
1,105AUM (Assets Under Management)
$310,016,000Disclosures
Regulatory Event
6Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
AMERICAN WEALTH MANAGEMENT, INC.
State Registrations and Notice Filings
(1/31/2003)
(5/13/2010)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jan 1984Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Jerome August Borzello's CRS (Customer Relationship Summary).
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