Gavin Matthew Borzello
Professional Summary
Gavin Matthew Borzello is a registered financial advisor currently at AMERICAN WEALTH MANAGEMENT, INC. located in Alpharetta, Georgia. Gavin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Gavin has worked at 1 firm and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
AMERICAN WEALTH MANAGEMENT, INC.
Contact Information
Main Address
3480 Preston Ridge Road Suite 500, Alpharetta, GA 30005Phone Number
(770) 392-8741Established
Georgia since 11/21/1989Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
10SEC notice filing (13 States and Territories)
Registered to provide investment advisory services in 13 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
1,105AUM (Assets Under Management)
$310,016,000Disclosures
Regulatory Event
6Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AMERICAN WEALTH MANAGEMENT, INC.
State Registrations and Notice Filings
(11/29/2023)
(1/3/2023)
(1/9/2008)
(12/12/2024)
(12/15/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Gavin Matthew Borzello's CRS (Customer Relationship Summary).
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