SM
Sean A. Murphy
BANKERS LIFE ADVISORY SERVICES
WESTERVILLE, OH 43082
Some features on this profile are disabled
CRD#: 8008893
SM
Professional summary
Sean Alan Murphy, who also goes by Sean Murphy, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Westerville, Ohio and BANKERS LIFE SECURITIES, INC. located in Westerville, Ohio.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Sean has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean Murphy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE CASULTY POSITION: Insurance agent NATURE: I sell life insurance, long term care insurance, annuities, and Medicare plans INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 40 START DATE: 07/24/2023 ADDRESS: 570 Polaris Pkwy, Suite 100, Westerville OH 43082, United States DESCRIPTION: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. SMCI POSITION: Owner/Sole employee NATURE: Perform inspections and provide consultation to warranty companies about vehicles that have brought to a repair facility with claimed failures. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2023 ADDRESS: 7381 Berkshire Rd., Sunbury OH 43074, United States DESCRIPTION: I perform inspections, collecting details in regards to failure and possible causes. I relay the information to warranty companies who are contracted to pay for the repairs to ensure they fall within guidelines.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Alan Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 18, 2025 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 570 Polaris Pkwy Ste 100, Westerville, OH 43082RIA
CRD#: 281285
WESTERVILLE, OH
Current
January 4, 2025 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 570 Polaris Pkwy Ste 100, Westerville, OH 43082BD
CRD#: 173962
Westerville, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(2/18/2025)
IAR
Ohio(2/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/4/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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