CB
Chris Booker
FUNDMENT
LONDON, W1T 3NQ
CRD#: 8004692
Some features on this profile are disabled
CB
Chris BookerFUNDMENT
Professional summary
Chris Booker is a registered financial professional currently at FUNDMENT LLC .
Chris is registered as a RR (Registered Representative) and started their career in finance in 2026. Chris has worked at 1 firm and has passed the Series 99TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Chris Booker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 23, 2026 - Present
FUNDMENT LLC
Office #1: 58-60 Berners Street, London, W1T 3NQBD
CRD#: 333140
LONDON,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 99TO
Date: 4/23/2026
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 10/1/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FL
FUNDMENT LLC
FUNDMENT LLC
CRD#: 333140 / SEC#: , 8-71302
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Loading...
Contact information
Main Address
58-60 Berners Street, London, W1T 3NQ
Mailing Address
58-60 Berners Street, London, W1T 3NQ
Phone number
+44 (0) 203 637 9201
Established
Delaware since 06/05/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FUNDMENT HOLDINGS LIMITED | PARENT | |
| ABDUL, OLA | CHIEF EXECUTIVE OFFICER | 8004691 |
| BOOKER, CHRIS | CHIEF TECHNOLOGY OFFICER | 8004692 |
| BRINKERHOFF, NICOLE SYLVESTER | CHIEF COMPLIANCE OFFICER | 5742266 |
| MACKAY, DUNCAN | CHIEF INVESTMENT OFFICER | 8051245 |
| MEYERS, CHRISTOPHER M | PRINCIPAL FINANCIAL OFFICER | 6122487 |
| WISNIEWSKI, JONATHAN BRUCE | PRINCIPAL OPERATIONS OFFICER | 6011199 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
