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JM

Jonas Melendez

NATWEST MARKETS SECURITIES
STAMFORD, CT 06901
Some features on this profile are disabled
CRD#: 8001013
JM
Jonas MelendezNATWEST MARKETS SECURITIES

Professional summary

Jonas Melendez is a registered financial professional currently at NATWEST MARKETS SECURITIES INC. located in Stamford, Connecticut.

Jonas is registered as a RR (Registered Representative) and started their career in finance in 2024. Jonas has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7TO exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonas Melendez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 23, 2026 - Present

NATWEST MARKETS SECURITIES INC.

Office #1: 600 Washington Boulevard, Stamford, CT 06901
BD
CRD#: 11707
STAMFORD, CT
Past

November 11, 2024 - July 6, 2026

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(7/23/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/25/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 2/19/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/11/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/1/2024
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NM
NATWEST MARKETS SECURITIES INC.
GREENWICH CAPITAL MARKETS INC | RBS SECURITIES INC. | RBS GREENWICH CAPITAL | NATWEST MARKETS SECURITIES INC. | NATWEST MARKETS (A MARKETING NAME FOR RBS SECURITIES INC.) | GREENWICH CAPITAL MARKETS, INC.

CRD#: 11707 / SEC#: , 8-37135

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
600 Washington Boulevard, Stamford, CT 06901
Mailing Address
600 Washington Boulevard, Stamford, CT 06901
Phone number
(203) 897-2700
Established
Delaware since 11/07/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
RBS HOLDINGS USA INC.SHAREHOLDER
BABAYEV, ETHANCHIEF FINANCIAL OFFICER4452299
BROWER, LISASECRETARY, GENERAL COUNSEL6177644
BUCCI, MICHELLE ACHIEF OPERATING OFFICER5192971
DESIMONE, LISA MARIECHIEF COMPLIANCE OFFICER2691368
GIRARD, MICHELLE COLLEYPRESIDENT / CHIEF EXECUTIVE OFFICER2185240
ROOSE, SCOTTDIRECTOR2539705
SPEZZANO, CASEY RYANDIRECTOR4678231

Disclosures

Regulatory Event43
Civil Event4

Red Flags

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Company Information

NATWEST MARKETS SECURITIES INC.

CRD#: 11707Stamford, CT 06901

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