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Sean Easton
HORNOR, TOWNSEND & KENT
SOUTHAMPTON, PA 18966
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CRD#: 7991501
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Professional summary
Sean Easton is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Southampton, Pennsylvania.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Sean has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NAME OF ACTIVITY ACCOUNTING & TAX SERVICES| INVESTMENT RELATED: YES | DBA NAME: D'ANGELO & EASTON, PC ACCOUNTING & TAX SERVICES | POSITION HELD: PARTNER/OWNER | ADDRESS: 963 STREET ROAD, SUITE 101, SOUTHAMPTON, PA 18966 | START DATE: 09/01/2012 | ACCOUNTING & TAX PRACTICE | APPROX HRS PER MTH: 137 | APPROX TRADING HRS PER MTH: 20 | DESCRIPTION OF DUTIES: PROVIDE CLIENTS WITH TAX PREPARATION AND ACCOUNTING SERVICES. 2)NAME OF ACTIVITY ATLAS MANAGEMENT & CONSULTING COMPANY | INVESTMENT RELATED: NO | DBA NAME: ATLAS MANAGEMENT & CONSULTING COMPANY | POSITION HELD: MEMBER | ADDRESS: 963 STERET RD, SUITE 101, SOUTHAMPTON, PA 18966 | START DATE: 01/01/2023 | NATURE OF ACTIVITY: MANAGEMENT AND CONSULTING BOOKKEEPING COMPANY | APPROX HRS PER MTH: 10 | APPROX TRADING HRS PER MTH: 40 | DESCRIPTION OF DUTIES: PROVIDE CLIENTS WITH BOOKKEEPING SERVICES AND GENERAL BUSINESS CONSULTING IN REGARDS TO OPERATIONS, HUMAN RESOURCES, & STRATEGIC PLANNING.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Easton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 4, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 963 Street Road Suite 101, Southampton, PA 18966RIA
BD
CRD#: 4031
SOUTHAMPTON, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(11/4/2024)
Exams
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
