DF
Domenic E. Fontana
CETERA INVESTMENT ADVISERS LLC
King of Prussia, PA 19406
Some features on this profile are disabled
CRD#: 7990467
DF
Professional summary
Domenic Edward Fontana, who also goes by Domenic E Fontana, Domenic Fontana, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in King Of Prussia, Pennsylvania and CETERA WEALTH SERVICES, LLC located in King Of Prussia, Pennsylvania.
Domenic is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Domenic has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Domenic E Fontana | Domenic Fontana
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FONTANA CAPITAL MANAGEMENT; Founder; Marketing DBA for Broker Dealer; NIR; HRS 20; HRS 20; 11/01/2024; 144 E Dekalb Pike, STE 202, King of Prussia PA 19406; Marketing DBA for Broker Dealer 2) AMERIWAVE COMMUNICATIONS LLC; Managing Member; Investment in Wireless Interest Service Provider (WISPs). WISPs are unique opportunities to service small areas for internet service where traditional methods do not work. ; NIR; HRS 10; HRS 0; 05/06/2024; 160 Murphy Drive, King of Prussia PA 19406; When running analysis on companies we would want to invest in, I look at the companies financials in regards to industry specific KPIs/Target Marins data. Analysis would be done to understand if some investment were made, through our guidance we can help them save money where applicable 3) EFFBAUM CAPITAL LLC; Member; Passive Investment with Partners looking to secure and invest in VERY early state companies; NIR; HRS 2; HRS 0; 03/09/2020; 160 Murphy Drive, King of Prussia PA 19406; Passive investment no duties. 4) RENTAL PROPERTY; Owner;Property is a condo ; IR; HRS 8; HRS 1; 04/01/2012; 160 Murphy Drive, King of Prussia PA 19406; Myself or wife would be in charge of Collecting Rent, maintaining the lease agreement 5) SWEET ANGIES LLC; Sole Member; Currently it is selling various crafts that are made such as hair bows, holiday items, and wreaths, resells sporting event tickets; NIR; HRS 6; HRS 0; 09/15/2017; 160 Murphy Drive, King of Prussia PA 19406; Resell items including event tickets, clothing and sports memorabilia or cards. 6) NEVER HAD A BAD DAY; Director; Conducting and supporting scientific research aimed at understanding, preventing, and curing dementia; NIR; HRS 1; HRS 1; 06/10/2024; 160 Murphy Drive, STE 2, King of Prussia PA 19406; Fundraising, organizing and planning how to futher the mission of the non-profit 8) BULLDOG CAPITAL VENTURES LLC; Member; This company has not become active yet. This company was setup for potential outsourced CFO consulting opportunities, as well as using it as an S-Corp Tax Strategy where I would be the owner of this and bill my other entities for my "services"; NIR; HRS 0; HRS 0; 05/03/2024; 160 Murphy Drive, King of Prussia PA 19406; No duties at this time. 9) THREE AMIGOS VENTURES LLC POSITION: Member NATURE: Holds rental properties for personal investment INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2024 ADDRESS: 160 Murphy Drive, King of Prussia PA 19406 DESCRIPTION: No duties - entity is inactive. 10) THE FONTANA GROUP INC POSITION: President NATURE: I own a Local CPA, Accounting and Tax Prep Firm in the King of Prussia Area. I have around 700 specific tax clients who we provide tax preparation services. We also provide bookkeeping services for some clients. We do NOT provide any attest services to our clients. We also assist with Payroll, Payroll Taxes, and Audits. Assist with basis entity creation and BOI reporting processes. INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 110 START DATE: 01/03/2011 ADDRESS: 216 W Beidler Road, STE 950, King of Prussia PA 19406 DESCRIPTION: -Meet with clients to determine needs and advise accordingly. Prepare Tax Returns 11)717 ASTOR LLC POSITION: Member NATURE: Rental Property LLC with myself and High Hopes Investments LLC as the owners of a Rental Property Located at 717 Astor Street Norristown, PA 19401 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/04/2025 ADDRESS: 160 Murphy Drive, King of Prussia PA 19406 DESCRIPTION: Own, Lease, Manage, Finance, Operate and improve/sell Property at 717 Astor Street in Norristown, PA 12)NAME OF OTHER BUSINESS: MAIN STREET LIBERTY ADVISORS LLC; INVESTMENT RELATED: YES, 160 MURPHY DRIVE, KING OF PRUSSIA, PA 19406, NAT OF BUS: FINANCIAL SERVICES, START: 10/2025;, TITLE: OWNER, APX # OF HRS/WK: 5, APX # OF HRS DUR TRAD HRS: 0, BRIEF DESCRIPTION OF DUTIES: DBA FOR SALE AND SERVICE OF FIXED INSURANCE;
CRS (Client Relationship Summary) - RIA
Click below to view Domenic Edward Fontana's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 6, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 144 E. Dekalb Pike Ste 202, King Of Prussia, PA 19406RIA
CRD#: 105644
King of Prussia, PA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #2: 144 E. Dekalb Pike Suite 202, King Of Prussia, PA 19406BD
CRD#: 13572
King of Prussia, PA
Past
January 21, 2025 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
King of Prussia, PA
Past
October 4, 2024 - September 8, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
King of Prussia, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(9/5/2025)
RR
Florida(9/5/2025)
RR
Maryland(9/5/2025)
RR
New Jersey(9/5/2025)
RR
Pennsylvania(9/5/2025)
IAR
Pennsylvania(9/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/21/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
