Paraic Rogan
Professional Summary
Paraic Rogan is a registered financial advisor currently at SUSQUEHANNA SECURITIES, LLC. Paraic is registered as a RR (Registered Representative) and started their career in finance in 2024. Paraic has worked at 1 firm and has passed the Series 57TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
2 years in the financial services industry
Current & Past Employments
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Current Firm
SUSQUEHANNA SECURITIES | SUSQUEHANNA SECURITIES, LLC
Contact Information
Main Address
401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122Mailing Address
401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122Phone Number
(610) 617-2600Established
Delaware since 08/31/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Paraic Rogan's CRS (Customer Relationship Summary).
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