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SL

Sarah E. Looney

TIME EQUITIES SECURITIES
NEW YORK, NY 10003
CRD#: 7963482
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SL
Sarah E. LooneyTIME EQUITIES SECURITIES

Professional summary

Sarah E. Looney, who also goes by Sarah E Looney, Sarah Looney, is a registered financial professional currently at TIME EQUITIES SECURITIES LLC located in New York, New York.

Sarah is registered as a RR (Registered Representative) and started their career in finance in 2024. Sarah has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Sarah E Looney | Sarah Looney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sarah E. Looney's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 4, 2026 - Present

TIME EQUITIES SECURITIES LLC

Office #1: 55 Fifth Avenue - 15th Floor, New York, NY 10003
BD
CRD#: 114422
NEW YORK, NY
Past

March 31, 2025 - April 30, 2026

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
NEW YORK, NY
Past

February 10, 2025 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
NEW YORK, NY
Past

November 12, 2024 - April 30, 2026

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(5/4/2026)
RR
California
(5/4/2026)
RR
Colorado
(5/4/2026)
RR
Connecticut
(5/4/2026)
RR
Florida
(5/4/2026)
RR
Georgia
(5/4/2026)
RR
Illinois
(5/4/2026)
RR
Indiana
(5/4/2026)
RR
Maryland
(5/4/2026)
RR
Massachusetts
(5/4/2026)
RR
Michigan
(5/4/2026)
RR
Minnesota
(5/4/2026)
RR
Missouri
(5/4/2026)
RR
New Jersey
(5/4/2026)
RR
New York
(5/4/2026)
RR
North Carolina
(5/4/2026)
RR
Ohio
(5/4/2026)
RR
Pennsylvania
(5/4/2026)
RR
Texas
(5/4/2026)
RR
Virginia
(5/4/2026)
RR
Washington
(5/4/2026)
RR
Wisconsin
(5/4/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/22/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/12/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/30/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TE
TIME EQUITIES SECURITIES LLC
TIME EQUITIES SECURITIES LLC

CRD#: 114422 / SEC#: , 8-53420

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
55 Fifth Avenue 15th Floor, New York, NY, 10003
Mailing Address
55 Fifth Avenue 15th Floor, New York, NY 10003
Phone number
(212) 206-6011
Established
New York since 08/16/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TIME EQUITIES, INC.SOLE MEMBER
FEINBERG, DAVIDCHIEF COMPLIANCE OFFICER7687399
GREENBURGER, FRANCIS JEROMEGENERAL SEC. PRINCIPAL4392729
JOHNSON, KRISTY KAYFINOP/CFO4470948
KANTOR, ROBERT ALLENPRESIDENT4313580

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TIME EQUITIES SECURITIES LLC

CRD#: 114422New York, NY 10003

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