Kristy Kay Johnson
Professional Summary
Kristy Kay Johnson, who also goes by Kristy Kay Hale, Kristy Kay Mongeau, is a registered financial advisor currently at SUNDIAL GROUP, LLC located in Ft. Lauderdale, Florida and TIME EQUITIES SECURITIES LLC located in New York, New York. Kristy is registered as a RR (Registered Representative) and started their career in finance in 2002. Kristy has worked at 38 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kristy Kay Hale, Kristy Kay Mongeau
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
GIGATRADE BROKERAGE, LLC
Contact Information
Main Address
5532 Lillehammer Lane Suite 100, Park City, UT 84098Mailing Address
5532 Lillehammer Lane Suite 100, Park City, UT 84098Phone Number
(847) 323-2560Established
Delaware since 04/12/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kristy Kay Johnson's CRS (Customer Relationship Summary).
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