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MR

Mccarthy E. Robinson

NEXTGEN CAPITAL MARKETS
Atlanta, GA 30327
Some features on this profile are disabled
CRD#: 7961401
MR

Professional summary

Mccarthy Evans Robinson is a registered financial professional currently at NEXTGEN CAPITAL MARKETS, LLC located in Atlanta, Georgia.

Mccarthy is registered as a RR (Registered Representative) and started their career in finance in 2024. Mccarthy has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mccarthy Evans Robinson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 28, 2024 - Present

NEXTGEN CAPITAL MARKETS, LLC

Office #1: 3715 Northside Pkwy Nw, Ste.,1-250, Atlanta, GA 30327
BD
CRD#: 170421
Atlanta, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(9/23/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 9/23/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/28/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/31/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

NC
NEXTGEN CAPITAL MARKETS, LLC
NEXTGEN CAPITAL MARKETS, LLC

CRD#: 170421 / SEC#: , 8-69418

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3715 Northside Pkwy Nw, Ste.,1-250, Atlanta, GA 30327
Mailing Address
3715 Northside Pkwy Nw, Ste.,1-250, Atlanta, GA 30327
Phone number
(678) 648-1602
Established
Georgia since 01/03/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEXTGEN CAPITAL, LLCSOLE MEMBER
BROWN, MICHAEL OWENFINOP / CFO / PFO / PPO1658070
CARY, JOHN FINLEY IICHIEF EXECUTIVE OFFICER / CCO5291677

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEXTGEN CAPITAL MARKETS, LLC

CRD#: 170421Atlanta, GA 30327

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