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JC

John Finley Cary Ii

NEXTGEN CAPITAL MARKETS
ATLANTA, GA
·CRD# 5291677·19 years experience

Professional Summary

John Finley Cary II is a registered financial advisor currently at NEXTGEN CAPITAL MARKETS, LLC located in Atlanta, Georgia. John is registered as a RR (Registered Representative) and started their career in finance in 2007. John has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

NEXTGEN CAPITAL MARKETS, LLC·CRD# 170421
BD
1. 3715 Northside Pkwy Nw, Ste.,1-250, Atlanta, GA 303272. 3715 Northside Pkwy Nw, Suite 1-250, Atlanta, GA 30327
August 18, 2014 - Present
K CAPITAL LLC·CRD# 147191
BD
Atlanta, GA
March 17, 2011 - October 25, 2012
MCGLADREY CAPITAL MARKETS, LLC·CRD# 47639
BD
Atlanta, GA
April 18, 2007 - July 30, 2010

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Current Firm

NC
NEXTGEN CAPITAL MARKETS, LLC

NEXTGEN CAPITAL MARKETS, LLC

CRD#: 170421 / SEC#: 8-69418
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

3715 Northside Pkwy Nw, Ste.,1-250, Atlanta, GA 30327

Mailing Address

3715 Northside Pkwy Nw, Ste.,1-250, Atlanta, GA 30327

Phone Number

(678) 648-1602

Established

Georgia since 01/03/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEXTGEN CAPITAL, LLCSOLE MEMBER—
BROWN, MICHAEL OWENFINOP / CFO / PFO / PPO1658070
CARY, JOHN FINLEY IICHIEF EXECUTIVE OFFICER / CCO5291677

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(11/13/2014)
RR
Colorado
(7/11/2025)
RR
Florida
(7/13/2026)
RR
Georgia
(11/12/2014)
RR
Louisiana
(6/30/2025)
RR
New York
(6/23/2025)
RR
Tennessee
(7/8/2025)
RR
Texas
(2/11/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2007About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2007About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jun 2011About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Finley Cary II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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