Michael Owen Brown
Professional Summary
Michael Owen Brown is a registered financial advisor currently at KURT SALMON CAPITAL ADVISORS, LLC located in Atlanta, Georgia and ASCENDIANT CAPITAL MARKETS, LLC located in Jupiter, Florida. Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 75 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 62, Series 79TO, SIE, Series 7, Series 14, Series 27, Series 53, Series 4...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
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Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
FENIX SECURITIES, LLC
Contact Information
Main Address
One World Trade Center 85th Floor, New York, NY, 10007Mailing Address
One World Trade Center 85th Floor, New York, NY, 10007Phone Number
(212) 220-7444Established
Delaware since 06/01/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (11 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FENIX FINANCIAL INC. | MEMBER | — |
| ANDERSON, KATHERINE ALICE | FINOP/PFO | 4723171 |
| BOUQUET ROLDAN, SANTIAGO NICOLAS | BRANCH MANAGER/PRINCIPAL | 6398632 |
| BROWN, MICHAEL OWEN | ASSISTANT FINOP | 1658070 |
| CATALANO, JOHN FRANK | COMPLIANCE PRINCIPAL | 2873076 |
| GALVEZ POURTALE, JULIAN | MANAGING PARTNER/PRINCIPAL | 4474817 |
| MIRRO, DANA NICOLE | CHIEF COMPLIANCE OFFICER/AML OFFICER | 6930752 |
| MOLE, NICOLAS VICTOR | ROP | 7374964 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2023About the Series 52TO examSeries 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Owen Brown's CRS (Customer Relationship Summary).
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