Jerry William Tullis Iii
Professional Summary
Jerry William Tullis III, who also goes by Jerry W Tullis, is a registered financial advisor currently at THE BAKER GROUP, LP located in Oklahoma City, Oklahoma. Jerry is registered as a RR (Registered Representative) and started their career in finance in 2026. Jerry has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jerry W Tullis
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
OSAIC WEALTH, INC.
INDEPENDENT ADVISOR ALLIANCE, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
OSAIC WEALTH, INC.
INDEPENDENT ADVISOR ALLIANCE, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
OSAIC WEALTH, INC.
INDEPENDENT ADVISOR ALLIANCE, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
OSAIC WEALTH, INC.
INDEPENDENT ADVISOR ALLIANCE, LLC
Years of Experience
1 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
OSAIC WEALTH, INC.
INDEPENDENT ADVISOR ALLIANCE, LLC
Current Firm
JAMES BAKER & ASSOCIATES, A LIMITED PARTNERSHIP | THE BAKER GROUP, LP | THE BAKER GROUP PORTFOLIO MANAGEMENT, LP | THE BAKER GROUP | JAMES BAKER & COMPANY | JAMES BAKER & ASSOCIATES, LP
Contact Information
Main Address
1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-1426Mailing Address
1601 Nw Expressway Suite 2000, Oklahoma City, OK 73118-1426Phone Number
(405) 415-7202Established
Oklahoma since 05/20/1992Firm Type
PartnershipFiscal Year End
DecemberFirm Size
Small# of Employees
14FINRA licenses (31 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JAMES BAKER GROUP, INC. | GENERAL PARTNER | — |
| THE BAKER GROUP SOFTWARE SOLUTIONS, INC. | CLASS A LIMITED PARTNER | — |
| AFFOLDER, BRIAN LEE | MANAGING PARTNER | 2170742 |
| BAUMANN, MARK DUANE | MANAGING PARTNER | 5977593 |
| BLOSS, JOHN DAVID | MANAGING PARTNER | 5423261 |
| CURRIE, JOHN TAYLOR | MANAGING PARTNER | 2800397 |
| HART, FRANK GERALD | MANAGING PARTNER | 5666950 |
| HAYHURST, RYAN WARNER | PRESIDENT | 2783567 |
| HILL, RONALD AUSTIN | MANAGING PARTNER | 4652327 |
| HUXLEY, CARL WAYNE | CHIEF EXECUTIVE OFFICER | 5476871 |
| KINZER, JANTZ HUGHES | MANAGING PARTNER | 2398922 |
| OAKES, JEFFREY ROBERT | MANAGING PARTNER | 4020640 |
| PHILLIPS, KATHRYN ANNE | MANAGING PARTNER/CHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER | 4707853 |
| STENSETH, PHILIP CLARK | MANAGING PARTNER | 1845025 |
| WRINKLE, MISTY WELLS | CHIEF COMPLIANCE OFFICER | 2752550 |
Disclosures
Regulatory Event
4Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
OSAIC WEALTH, INC.
INDEPENDENT ADVISOR ALLIANCE, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
OSAIC WEALTH, INC.
INDEPENDENT ADVISOR ALLIANCE, LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
OSAIC WEALTH, INC.
INDEPENDENT ADVISOR ALLIANCE, LLC
CRS (Client Relationship Summary) - BD
Click below to view Jerry William Tullis III's CRS (Customer Relationship Summary).
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
OSAIC WEALTH, INC.
INDEPENDENT ADVISOR ALLIANCE, LLC