Grant L. Peters
Professional summary
Grant Lucius Peters, who also goes by Grant L Peters, Grant Peters, is a registered financial professional currently at CAPFINANCIAL SECURITIES, LLC. located in Charlotte, North Carolina.
Grant is registered as a RR (Registered Representative) and started their career in finance in 2025. Grant has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Grant Lucius Peters's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2026 - Present
CAPFINANCIAL SECURITIES, LLC.
Office #1: 4201 Congress St. Ste 160, Charlotte, NC 28209September 8, 2025 - March 23, 2026
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/31/2026)
Exams
Series 7TO
Date: 9/8/2025
General Securities Representative ExaminationFINRA
Current Firm
CAPFINANCIAL SECURITIES, LLC.
CRD#: 126291 / SEC#: , 8-65870
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE CAPFINANCIAL GROUP, LLC | MEMBER | |
| BUCHANAN, DENISE MCGEE | CCO/MUNI PRINCIPAL/SENIOR DIRECTOR/FINOP/PFO/POO | 1284353 |
| EARLS, MARY CHRISTINE | SENIOR DIRECTOR/FINOP | 6178047 |
| HOYLE, WILSON SMITH III | MANAGING DIRECTOR | 2444392 |
| SHOFF, DERICK DON | MANAGING DIRECTOR | 1140640 |
| STROTHER, MICHAEL DAVID | SENIOR DIRECTOR, FINOP | 2457427 |
Disclosures
| Regulatory Event | 1 |
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