RM
Ryan Mccauley
DAVID LERNER ASSOCIATES
Syosset, NY 11791-9006
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CRD#: 7907149
RM
Professional summary
Ryan Mccauley is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Syosset, New York.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2024. Ryan has worked at 1 firm and has passed the Series 27 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ryan Mccauley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2024 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006BD
CRD#: 5397
Syosset, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information
Main Address
477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006
Mailing Address
477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006
Phone number
(516) 921-4200
Established
New York since 11/06/1975
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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