David Lerner
Professional Summary
David Lerner, who also goes by David E Lerner, is a registered financial advisor currently at DAVID LERNER ASSOCIATES, INC. located in Syosset, New York. David is registered as a RR (Registered Representative) and started their career in finance in 1969. David has worked at 4 firms and has passed the Series 99TO, SIE, Series 7, Series 1, Series 27, Series 24 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David E Lerner
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
66 years in the financial services industry
Current & Past Employments
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Current Firm
DAVID LERNER ASSOCIATES, INC.
Contact Information
Main Address
477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006Mailing Address
477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006Phone Number
(516) 921-4200Established
New York since 11/06/1975Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
23Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/12/1985)
(2/6/1986)
(8/25/1983)
(3/22/1988)
(12/24/1985)
(12/12/1985)
(12/19/1981)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Aug 1960Series 00 — General Securities Principal Examination
Passed Jun 1970SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Lerner's CRS (Customer Relationship Summary).
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