Zackary T. Budzik

FAMILY LEGACY FINANCIAL SOLUTIONS

CARY, NC 27513

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CRD#: 7884725

Professional summary

Zackary T Budzik, who also goes by Zackary Budzik, is a registered financial advisor currently at FAMILY LEGACY FINANCIAL SOLUTIONS, LLC located in Cary, North Carolina.

Zackary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Zackary has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Zackary Budzik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zackary T Budzik's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2025 - Present

FAMILY LEGACY FINANCIAL SOLUTIONS, LLC

Office #1: 6501 Weston Pkwy Suite #300, Cary, NC 27513

RIA

CRD#: 314351

CARY, NC

Past

May 16, 2024 - August 16, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

DURHAM, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAMILY LEGACY FINANCIAL SOLUTIONS, LLC

CRD#: 314351 / SEC#: 801-132388

RIA

Registered Investment Advisory firm - (4/11/2025 Approved)

North Carolina

Registered Investment Advisory firm - (4/24/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/28/2021 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/29/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/16/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/4/2024

Securities Industry Essentials Examination

Current Firm

FAMILY LEGACY FINANCIAL SOLUTIONS, LLC

CRD#: 314351 / SEC#: 801-132388

RIA

Registered Investment Advisory firm - (4/11/2025 Approved)

North Carolina

Registered Investment Advisory firm - (4/24/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/28/2021 Conditional Restricted)

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Contact information

Main Address

6501 Weston Pkwy Suite #300, Cary, NC 27513

Mailing Address

Phone number

(919) 379-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - FIRM DISCLOSURE BROCHURE WITH APPENDIX-1 (5/7/2025)

Regulatory assets under management

Total Number of Accounts	756
AUM (Assets Under Management)	$ 140,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Zackary T. Budzik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zackary T Budzik's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAMILY LEGACY FINANCIAL SOLUTIONS, LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

FAMILY LEGACY FINANCIAL SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2024

Series 63

Date: 5/29/2024

Series 7TO

Date: 5/16/2024

SIE

Date: 4/4/2024

Current Firm

FAMILY LEGACY FINANCIAL SOLUTIONS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAMILY LEGACY FINANCIAL SOLUTIONS, LLC

TRUST BUT VERIFY

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