Patrick Wells

BROYHILL ASSET MANAGEMENT

CHARLOTTE, NC 28202

Some features on this profile are disabled

CRD#: 7884076

Professional summary

Patrick Wells, who also goes by Patrick Thomas Wells, is a registered financial advisor currently at BROYHILL ASSET MANAGEMENT, LLC located in Charlotte, North Carolina.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Patrick has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Thomas Wells

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Wells's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2024 - Present

BROYHILL ASSET MANAGEMENT, LLC

Office #1: 601 South Cedar St., Suite 200, Charlotte, NC 28202

RIA

CRD#: 120462

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROYHILL ASSET MANAGEMENT, LLC

BROYHILL ASSET MANAGEMENT | BROYHILL WAKIN CAPITAL ADVISORS, LLC | BROYHILL ASSET MANAGEMENT, LLC

CRD#: 120462 / SEC#: 801-121859

RIA

Registered Investment Advisory firm - (7/23/2021 Approved)

North Carolina

Registered Investment Advisory firm - (8/4/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/3/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BROYHILL ASSET MANAGEMENT, LLC

BROYHILL ASSET MANAGEMENT | BROYHILL WAKIN CAPITAL ADVISORS, LLC | BROYHILL ASSET MANAGEMENT, LLC

CRD#: 120462 / SEC#: 801-121859

RIA

Registered Investment Advisory firm - (7/23/2021 Approved)

North Carolina

Registered Investment Advisory firm - (8/4/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/3/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

601 South Cedar St., Suite 200, Charlotte, NC 28202

Mailing Address

Phone number

(828) 610-5360

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - BROYHILL ASSET MANAGMENT (3/26/2025)

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 225,001,496

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Thompson

SPARTA WEALTH PARTNERS

IAR

CHARLOTTE, NC

Jon Hoyle

INNOVATION PARTNERS LLC

Charlotte, NC

Andrew Digirolamo

PFS INVESTMENTS INC.

Charlotte, NC

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Patrick Wells

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Wells's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROYHILL ASSET MANAGEMENT, LLC

Primary Firm SEC Registration

BROYHILL ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

BROYHILL ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROYHILL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors