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MA

Melissa S. Alaimo

PALLAS CAPITAL ADVISORS
Park Ridge, NJ 07656
Some features on this profile are disabled
CRD#: 7869018
MA

Professional summary

Melissa Sue Alaimo is a registered financial advisor currently at PALLAS CAPITAL ADVISORS, LLC located in Park Ridge, New Jersey and PURSHE KAPLAN STERLING INVESTMENTS located in Park Ridge, New Jersey.

Melissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Melissa has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Pallas Capital Advisors. Investment Related. At Registered Location. RIA. Financial Planning Associate. Start Date: 04/01/2024. 160 hrs/ month; 130 hrs/ month during trading hours. Financial Planning 2) One Stop Packing Services, Inc. Not Investment Related. 50 E. Ridgewood Ave, Ridgewood, New Jersey 07450. Consulting Services. Spouse of owner. Start Date: 06/01/2004. 0 hrs/ month; none during trading hours. I have no duties for this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Sue Alaimo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 22, 2024 - Present

PALLAS CAPITAL ADVISORS, LLC

Office #1: 1 Maynard Drive Suite 2101, Park Ridge, NJ 07656
RIA
CRD#: 310327
Park Ridge, NJ
Current

June 4, 2024 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1 Maynard Drive Suite 2101, Park Ridge, NJ 07656
BD
CRD#: 35747
Park Ridge, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PALLAS CAPITAL ADVISORS, LLC
PALLAS CAPITAL ADVISORS, LLC

CRD#: 310327 / SEC#: 801-119646

RIA
Registered Investment Advisory firm - (11/12/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
New Jersey
(2/22/2024)
RR
New Jersey
(6/12/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 6/12/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 2/21/2024
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/4/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/3/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PALLAS CAPITAL ADVISORS, LLC
PALLAS CAPITAL ADVISORS, LLC

CRD#: 310327 / SEC#: 801-119646

RIA
Registered Investment Advisory firm - (11/12/2020 Approved)
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Contact information

Main Address
45 Braintree Hill Office Park Suite 201, Braintree, MA 02184
Mailing Address
Phone number
(781) 971-5052
Established
Firm type
Fiscal year end
# of Employees
31

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PALLAS DISCLOSURE BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts3,780
AUM (Assets Under Management)$ 3,195,166,308

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PALLAS CAPITAL ADVISORS, LLC

CRD#: 310327Park Ridge, NJ 07656

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