Wingate Grim

FOUR POINTS ADVISORS

Newtown Square, PA 19073

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CRD#: 7864979

Professional summary

Wingate Grim is a registered financial advisor currently at FOUR POINTS ADVISORS, LLC located in Newtown Square, Pennsylvania.

Wingate is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Wingate has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JD Group Holdings, LLC; Family Office, Investment Related; 2 Campus Blvd, Newtown Square, PA; Analyst; Start 08/2023; 100 hours/month, 100% during trading hours; Duties include Research & Portfolio Management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wingate Grim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2024 - Present

FOUR POINTS ADVISORS, LLC

Office #1: 2 Campus Blvd Suite 101, Newtown Square, PA 19073

RIA

CRD#: 171720

Newtown Square, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOUR POINTS ADVISORS, LLC

FOUR POINTS ADVISORS, LLC | PANTHER CAPITAL ADVISORY, LLC

CRD#: 171720 / SEC#: 801-118971

RIA

Registered Investment Advisory firm - (6/26/2020 Approved)

New York

Registered Investment Advisory firm - (7/1/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FOUR POINTS ADVISORS, LLC

FOUR POINTS ADVISORS, LLC | PANTHER CAPITAL ADVISORY, LLC

CRD#: 171720 / SEC#: 801-118971

RIA

Registered Investment Advisory firm - (6/26/2020 Approved)

New York

Registered Investment Advisory firm - (7/1/2020 Terminated)

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Contact information

Main Address

99 Park Avenue Floor 8, New York, NY 10016

Mailing Address

Phone number

(646) 300-6129

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

11.03.2025_ADV PART 2 BROCHURE (11/3/2025)

Regulatory assets under management

Total Number of Accounts	131
AUM (Assets Under Management)	$ 36,999,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Wingate Grim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wingate Grim's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUR POINTS ADVISORS, LLC

Primary Firm SEC Registration

FOUR POINTS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

FOUR POINTS ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOUR POINTS ADVISORS, LLC

TRUST BUT VERIFY

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