Scott J. Drake

CROWN WEALTH GROUP LLC

Charlotte, NC 28203

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CRD#: 7863343

Professional summary

Scott Jeffrey Drake, who also goes by Scott Drake, is a registered financial advisor currently at CROWN WEALTH GROUP LLC located in Charlotte, North Carolina.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Scott has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Drake

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner of 3 residential investment properties with monthly rent payments associated with each property.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Jeffrey Drake's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2024 - Present

CROWN WEALTH GROUP LLC

Office #1: 2108 South Boulevard Unit 300, Charlotte, NC 28203

RIA

CRD#: 299732

Charlotte, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CROWN WEALTH GROUP LLC

CRD#: 299732 / SEC#: 801-120589

RIA

Registered Investment Advisory firm - (3/24/2021 Approved)

New Jersey

Registered Investment Advisory firm - (6/22/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (4/7/2021 Terminated)

South Carolina

Registered Investment Advisory firm - (4/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/6/2021 Terminated)

Virginia

Registered Investment Advisory firm - (4/7/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/21/2024

Uniform Investment Adviser Law Examination

Current Firm

CROWN WEALTH GROUP LLC

CRD#: 299732 / SEC#: 801-120589

RIA

Registered Investment Advisory firm - (3/24/2021 Approved)

New Jersey

Registered Investment Advisory firm - (6/22/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (4/7/2021 Terminated)

South Carolina

Registered Investment Advisory firm - (4/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/6/2021 Terminated)

Virginia

Registered Investment Advisory firm - (4/7/2021 Terminated)

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Contact information

Main Address

2108 South Boulevard Unit 300, Charlotte, NC 28203

Mailing Address

Phone number

(704) 360-3995

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-CROWN WEALTH GROUP LLC (6/5/2025)

Regulatory assets under management

Total Number of Accounts	949
AUM (Assets Under Management)	$ 316,523,852

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott J. Drake

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Jeffrey Drake's CRS (Customer Relationship Summary).

Certified licenses

Experience

CROWN WEALTH GROUP LLC

Primary Firm SEC Registration

CROWN WEALTH GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/21/2024

Current Firm

CROWN WEALTH GROUP LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CROWN WEALTH GROUP LLC

TRUST BUT VERIFY

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