Patrick Doherty
Professional Summary
Patrick Doherty is a registered financial advisor currently at BANCROFT CAPITAL, LLC located in Fort Washington, Pennsylvania. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2024. Patrick has worked at 1 firm and has passed the Series 63, Series 79TO, Series 52TO, Series 7TO, Series 50 and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
BANCROFT CAPITAL, LLC
Contact Information
Main Address
501 Office Center Drive Suite 130, Fort Washington, PA 19034Mailing Address
501 Office Center Drive Suite 130, Fort Washington, PA 19034Phone Number
(484) 686-0346Established
Pennsylvania since 07/04/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
4FINRA licenses (35 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/29/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Apr 2025About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed May 2024About the Series 52TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Oct 2022About the Series 50 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Patrick Doherty's CRS (Customer Relationship Summary).
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