TM
Teresa A. Mayginnes
CETERA INVESTMENT ADVISERS LLC
WICHITA, KS 67203
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CRD#: 7842307
TM
Professional summary
Teresa Ann Mayginnes, who also goes by Teresa Ann Padding, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wichita, Kansas and CETERA WEALTH SERVICES, LLC located in Wichita, Kansas.
Teresa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Teresa has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Teresa Ann Padding
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name: Gough Financial Group Investment related: Financial planning & wealth management Address: 740 West 2nd St. N Ste. 100 Wichita KS 67203 Job Title: Client Support Specialist Start Date: 12/04/2023 40 hours per week (full-time) 40 hours per week (full-time) I am currently working as a salaried employee doing administrative assistance for a group of financial advisors; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 05/2024, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 2, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: GOUGH FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NOTARIAL SERVICES, START DATE: 12/2025, POSITION/TITLE/RELATIONSHIP: NOTARY, APX NUMBER OF HOURS PER WEEK: .25, APX NUMBER OF HOURS DURING TRADING HOURS: .25, BRIEF DESCRIPTION OF DUTIES: NOTARY SERVICES TO CLIENTS;
CRS (Client Relationship Summary) - RIA
Click below to view Teresa Ann Mayginnes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 15, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 740 W 2nd St Ste. 100, Wichita, KS 67203RIA
CRD#: 105644
WICHITA, KS
Current
March 11, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 740 W 2nd St Ste. 100, Wichita, KS 67203BD
CRD#: 13572
Wichita, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/28/2025)
RR
Arkansas(12/18/2024)
RR
California(2/28/2025)
RR
Colorado(2/28/2025)
RR
Florida(2/28/2025)
RR
Georgia(2/28/2025)
RR
Idaho(8/26/2025)
RR
Illinois(2/28/2025)
RR
Iowa(2/28/2025)
RR
Kansas(5/15/2024)
IAR
Kansas(5/15/2024)
RR
Massachusetts(2/28/2025)
RR
Michigan(2/28/2025)
RR
Mississippi(2/28/2025)
RR
Missouri(1/7/2025)
RR
Nebraska(2/28/2025)
RR
New Mexico(2/28/2025)
RR
North Carolina(2/28/2025)
RR
North Dakota(2/28/2025)
RR
Ohio(5/29/2025)
RR
Oklahoma(2/28/2025)
RR
Oregon(2/28/2025)
RR
Pennsylvania(2/28/2025)
RR
South Carolina(2/28/2025)
RR
South Dakota(2/28/2025)
RR
Texas(2/28/2025)
IAR
Texas(2/28/2025)
RR
Virginia(2/28/2025)
RR
Washington(3/5/2025)
RR
Wisconsin(2/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/11/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Wichita, KS 67203TRUST BUT VERIFY
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