Mitchell Joseph Basham
Professional Summary
Mitchell Joseph Basham is a registered financial advisor currently at SIGNAL SECURITIES, INC. located in Fort Worth, Texas. Mitchell is registered as a RR (Registered Representative) and started their career in finance in 2025. Mitchell has worked at 1 firm and has passed the Series 28 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
1 years in the financial services industry
Current & Past Employments
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Current Firm
SIGNAL SECURITIES, INC.
Contact Information
Main Address
700 Throckmorton Street, Fort Worth, TX 76102Mailing Address
700 Throckmorton Street, Fort Worth, TX 76102-5036Phone Number
(817) 877-4256Established
Texas since 09/24/1984Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
35SEC notice filing (15 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
FINRA licenses (45 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
1,920AUM (Assets Under Management)
$679,084,856Disclosures
Regulatory Event
3Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SIGNAL SECURITIES, INC.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed May 2025About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mitchell Joseph Basham's CRS (Customer Relationship Summary).
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