Ivan Jerry Singleton
Professional Summary
Ivan Jerry Singleton is a registered financial advisor currently at SIGNAL SECURITIES, INC. located in Granbury, Texas. Ivan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Ivan has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 42, Series 52, Series 62, Series 6, Series 22, Series 53, Series 24 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
SIGNAL SECURITIES, INC.
Contact Information
Main Address
700 Throckmorton Street, Fort Worth, TX 76102Mailing Address
700 Throckmorton Street, Fort Worth, TX 76102-5036Phone Number
(817) 877-4256Established
Texas since 09/24/1984Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
35SEC notice filing (15 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
FINRA licenses (45 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
1,920AUM (Assets Under Management)
$679,084,856Disclosures
Regulatory Event
3Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
SIGNAL SECURITIES, INC.
State Registrations and Notice Filings
(1/5/2000)
(6/5/1998)
(5/8/1992)
(4/20/1993)
(11/12/2025)
(1/15/1990)
(6/16/2016)
(6/27/1991)
(7/17/1996)
(1/5/2000)
(4/12/1991)
(12/4/1990)
(4/6/1992)
(1/10/2000)
(4/25/1990)
(1/5/2004)
(1/5/2000)
(9/25/1995)
(1/9/1996)
(1/5/2000)
(9/23/1993)
(2/28/1994)
(1/5/1998)
(7/30/1997)
(1/5/2000)
(1/8/2002)
(1/14/1997)
(2/19/1998)
(12/6/1990)
(3/20/1990)
(1/13/2022)
(7/14/1995)
(1/25/2006)
(1/11/2000)
(11/12/2003)
(11/30/1988)
(11/30/1988)
(2/14/1991)
(1/5/2000)
(1/5/2000)
(2/19/1993)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 42 — Registered Options Representative Examination
Passed Aug 1995Series 62 — Corporate Securities Limited Representative Examination
Passed Jul 1988Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1987About the Series 6 examSeries 22 — Direct Participation Programs Representative Examination
Passed Nov 1984About the Series 22 examSeries 39 — Direct Participation Programs Principal Examination
Passed Apr 1985About the Series 39 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Ivan Jerry Singleton's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ivan Jerry Singleton's CRS (Customer Relationship Summary).
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